Reidan A. Cruz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Reidan Al Cruz, who also goes by Reidan A Cruz, was a registered financial professional .
Reidan is a previously registered financial professional and started their career in finance in 1997. Reidan had worked at 4 firms and has passed the Series 63, Series 7TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 2, 2015 - August 27, 2021
HOULIHAN LOKEY ADVISORS, LLC
January 23, 2014 - September 18, 2015
TCG SECURITIES, L.L.C.
May 6, 2002 - June 13, 2012
PROBITAS FUNDS GROUP, LLC
May 22, 1997 - March 1, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 3/1/2024
General Securities Representative ExaminationSeries 79TO
Date: 3/1/2024
Investment Banking Registered Representative ExaminationCurrent Firm
HOULIHAN LOKEY ADVISORS, LLC
CRD#: 127835 / SEC#: , 8-66065
Contact information
Documents
Red Flags
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