Jason J. Konior
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason John Konior was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 1996. Jason had worked at 15 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 19, 2006 - February 21, 2006
VFINANCE INVESTMENTS, INC
July 20, 2005 - November 22, 2005
GREAT EASTERN SECURITIES, INC.
April 28, 2005 - July 6, 2005
AMERICAN CAPITAL PARTNERS, LLC
January 3, 2005 - May 9, 2005
WESTROCK ADVISORS, INC.
April 7, 2004 - January 28, 2005
EKN FINANCIAL SERVICES INC.
April 1, 2003 - April 13, 2004
HARRISON SECURITIES, INC.
January 3, 2003 - April 2, 2003
LH ROSS & COMPANY, INC.
September 3, 2002 - December 10, 2002
LLOYD, SCOTT & VALENTI, LTD.
October 26, 2001 - August 21, 2002
KSH INVESTMENT GROUP, INC.
January 2, 2001 - November 2, 2001
HARRISON SECURITIES, INC.
November 14, 2000 - December 31, 2000
WHITEHALL WELLINGTON INVESTMENTS, INC.
January 21, 2000 - November 7, 2000
M.S. FARRELL & COMPANY, INC.
September 10, 1998 - December 1, 1999
WHITEHALL WELLINGTON INVESTMENTS, INC.
January 21, 1998 - August 28, 1998
LCP CAPITAL CORP.
October 13, 1997 - December 15, 1997
ROYAL HUTTON SECURITIES CORP.
July 2, 1997 - October 9, 1997
LADENBURG CAPITAL MANAGEMENT INC.
December 23, 1996 - April 18, 1997
INVESTORS ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VFINANCE INVESTMENTS, INC
CRD#: 44962 / SEC#: , 8-50898
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VFINANCE INVESTMENTS HOLDINGS | SHAREHOLDER | |
| GROENEVELD, WILLIAM LAWRENCE | HEAD TRADER, PRESIDENT, CEO | 2127534 |
| GROENEVELD, WILLIAM LAWRENCE | DIRECTOR | 2127534 |
| JOHNSON, KAY ALISON | CCO | 1583193 |
| KNOPF, FRED N | GENERAL COUNSEL | 6390806 |
| MULLEN, MICHAEL ANTHONY | DIRECTOR | 1428116 |
| WATSON, NATALIA TOVAR | FINOP/CFO | 4782735 |
Disclosures
| Regulatory Event | 27 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
