GK
Gerald L. Kane
TRANSAMERICA FINANCIAL ADVISORS
Boise, ID 83713
Some features on this profile are disabled
CRD#: 2818092
GK
Professional summary
Gerald Lee Kane, who also goes by Gerry Kane, is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Boise, Idaho.
Gerald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Gerald has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Gerry Kane
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, LAW OFFICE OF GERALD L KANE APLC, NON INVESTMENT RELATED, 16255 VENTURA BLVD #510 ENCINO CA 91436, ESTATE AND ELDER LAW PRACTICE, PRESIDENT, 8/1/94, 160 HRS/MONTH, LEGAL SERVICES BLUE SHIELD OF CALIFORNIA/ emp dates: 0220 TO PRESENT/ INVESTMENT RELATED: NO /address: PO BOX 272540 CHICO, CA 95927-2540/ position: AGENT / nature of business: HEALTH INSURANCE/hrs work monthly: .01/Sec trading hrs: 1/ duties: WRITING HEALTH INSURANCE BUSINESS Student Optimum Services / 0820-Present/Investment Related: No / 1160 N. Central Avenue, Suite 209 Glendale, CA 91202 / Referral Partner / Debt Reduction / Hrs Work Monthly: 1 / Sec Trading Hrs: 1 / Sending Referrals VIRTUITY FINANCIAL PARTNERS POSITION: null NATURE: Marketing INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 2 START DATE: 10/28/2019 ADDRESS: 5151 Shoreham Place, Suite 270, San Diego CA 92122, United States DESCRIPTION: WFG Co-Brand INHERITGUARD, LLC \ POSITION: Managing Member NATURE: Marketing Services INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 1 START DATE: 04/15/2024 \ ADDRESS: 30 N Gould St, Suite $, Sheridan WY 82801\ DESCRIPTION: Oversee Operations, Weekly Staff meetings ESTATE PLANS USA, APC POSITION: Attorney/Owner NATURE: Legal Services INVESTMENT RELATED: No NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 2 START DATE: 09/26/2024 ADDRESS: 16255 Ventura Blvd, Suite 510, Encino CA 91436, United States DESCRIPTION: Assisting clients to prepare Estate Plans
CRS (Client Relationship Summary) - RIA
Click below to view Gerald Lee Kane's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Gerald Lee Kane's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 28, 2019 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 6213 N. Cloverdale Rd. Suite 115, Boise, ID 83713RIA
BD
CRD#: 16164
Boise, ID
Current
October 28, 2019 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 6213 N. Cloverdale Rd. Suite 115, Boise, ID 83713RIA
BD
CRD#: 16164
Boise, ID
Past
May 7, 2018 - October 28, 2019
ENLIGHTENED FINANCE LLC
RIA
CRD#: 282965
Encino, CA
Past
February 11, 2014 - September 4, 2018
TRUSTEE EMPOWERMENT & PROTECTION, INC.
RIA
CRD#: 108249
ENCINO, CA
Past
December 11, 2013 - June 27, 2018
CSSC BROKERAGE SERVICES, INC.
BD
CRD#: 141630
ENCINO, CA
Past
May 5, 1998 - December 31, 1999
WMA SECURITIES, INC.
BD
CRD#: 32625
DULUTH, GA
Past
February 3, 1997 - May 2, 1997
NYLIFE SECURITIES LLC
BD
CRD#: 5167
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(10/28/2019)
RR
California(10/29/2019)
IAR
Idaho(2/15/2022)
RR
Idaho(2/16/2022)
RR
Maryland(12/5/2024)
RR
Nevada(11/12/2019)
RR
New York(11/21/2022)
RR
Oregon(9/27/2023)
RR
Texas(7/3/2024)
IAR
Texas(7/8/2024)
RR
Washington(9/27/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
