Andrew G. Collina
Professional summary
Andrew G Collina, who also goes by Andrew Collina, Drew Collina, Andrew G Collina, is a registered financial professional currently at STIFEL, NICOLAUS & COMPANY, INCORPORATED located in Boston, Massachusetts and KEEFE, BRUYETTE & WOODS, INC. located in Boston, Massachusetts.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 1997. Andrew has worked at 10 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew G Collina's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 12, 2018 - Present
STIFEL, NICOLAUS & COMPANY, INCORPORATED
Office #1: 125 High Street, Boston, MA 02110September 14, 2018 - Present
KEEFE, BRUYETTE & WOODS, INC.
Office #1: 125 High Street 29th Floor, Boston, MA 02110November 4, 2016 - August 17, 2018
ALANTRA, LLC
January 2, 2013 - October 21, 2016
BB&T SECURITIES, LLC
January 7, 2011 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
February 6, 2004 - April 5, 2007
RBC CAPITAL MARKETS CORPORATION
March 27, 2002 - February 6, 2004
RBC CAPITAL MARKETS, LLC
September 5, 2000 - November 30, 2000
APEX CLEARING CORPORATION
April 6, 2000 - November 8, 2001
TUCKER ANTHONY INCORPORATED
March 3, 1997 - September 5, 2000
ROBERTSON STEPHENS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/14/2018)
(9/14/2018)
(9/14/2018)
(9/14/2018)
(9/14/2018)
(9/14/2018)
(9/14/2018)
(9/14/2018)
(9/14/2018)
(9/14/2018)
(9/14/2018)
(9/14/2018)
(9/14/2018)
(9/14/2018)
(9/14/2018)
(9/14/2018)
(9/14/2018)
(9/14/2018)
(9/14/2018)
(9/14/2018)
(9/14/2018)
(9/12/2018)
(9/14/2018)
(9/14/2018)
(9/14/2018)
(9/14/2018)
(9/14/2018)
(9/14/2018)
(9/14/2018)
(9/14/2018)
(9/14/2018)
(9/14/2018)
(9/14/2018)
(9/17/2018)
(9/14/2018)
(9/14/2018)
(9/14/2018)
(9/14/2018)
(9/14/2018)
(9/14/2018)
(9/14/2018)
(9/14/2018)
(9/14/2018)
(9/14/2018)
(9/14/2018)
(9/14/2018)
(9/14/2018)
(9/14/2018)
(9/14/2018)
(9/14/2018)
(9/14/2018)
(9/14/2018)
(9/14/2018)
Exams
FINRA
Current Firm
KEEFE, BRUYETTE & WOODS, INC.
CRD#: 481 / SEC#: , 8-10888
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KBW, LLC | LIMITED LIABILITTY CORPORATION | |
| ANDERSON, SCOTT RANDALL | DIRECTOR | 2154345 |
| BERRY, JOSEPH SCOTT | DIRECTOR | 2868513 |
| DAVIS, ERICKSON P | DIRECTOR | 4974063 |
| FISHER, MARK | GENERAL COUNSEL | 4970942 |
| GRANT, ROBERT J | DIRECTOR | 4861012 |
| JOHNSTONE, MARY | CHIEF COMPLIANCE OFFICER | 1170408 |
| KELLEY, MATTHEW | DIRECTOR | 5330646 |
| MELINGER, ADAM SCOTT | ROSFP | 2373020 |
| MICHAUD, THOMAS BEAULIEU | CHIEF EXECUTIVE OFFICER, CHAIRMAN AND PRESIDENT | 1672278 |
| SMITH, RICHARD WILLIAM | PRINCIPAL FINANCIAL OFFICER & PRINCIPAL OPERATIONS OFFICER | 1333488 |
| WIRTH, PETER JOHN | DIRECTOR | 1623159 |
Disclosures
| Regulatory Event | 17 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
