Michael C. Gerundo
Professional summary
Michael Charles Gerundo, who also goes by Mike Gerundo, is a registered financial professional currently at TRANSAMERICA CAPITAL, LLC located in Denver, Colorado.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1996. Michael has worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Charles Gerundo's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 8, 2014 - Present
TRANSAMERICA CAPITAL, LLC
Office #1: 1801 California St Suite 5200, Denver, CO 80202December 11, 2004 - May 14, 2014
METLIFE INVESTORS DISTRIBUTION COMPANY
May 1, 2001 - December 11, 2004
METLIFE INVESTORS DISTRIBUTION COMPANY
December 22, 2000 - May 1, 2001
METLIFE INVESTORS SALES COMPANY
July 14, 2000 - October 12, 2000
ING FUNDS DISTRIBUTOR, INC.
February 18, 2000 - January 16, 2001
DIRECTED SERVICES LLC
October 22, 1998 - September 2, 1999
GLOBAL ATLANTIC DISTRIBUTORS, LLC
February 20, 1997 - October 16, 1998
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
November 21, 1996 - February 6, 1997
INTERFIRST CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/8/2014)
Exams
FINRA
Current Firm
TRANSAMERICA CAPITAL, LLC
CRD#: 8217 / SEC#: , 8-24829
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AUSA HOLDING, LLC | PARENT | |
| ACKERMAN, TIMOTHY LEON | DIRECTOR | 2311523 |
| BEITZEL, BRIAN | DIRECTOR, CHIEF FINANCIAL OFFICER, TREASURER | 6183770 |
| CARNEY, ROBERT DONALD | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD | 6747924 |
| HALLORAN, MARK FRANCIS | DIRECTOR | 1128889 |
| HELLERMAN, DOUGLAS | CHIEF COMPLIANCE OFFICER | 4696681 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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