Staci A. Cruser
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Staci Ann Cruser, who also goes by Staci Ann Bowles, Staci Bowles, Staci Ann Clymore, was a registered financial professional .
Staci is a previously registered financial professional and started their career in finance in 1996. Staci had worked at 4 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 31, 2007 - December 7, 2015
SPYGLASS INVESTMENT MANAGEMENT
November 29, 2004 - February 1, 2006
BANC ONE SECURITIES CORPORATION
November 29, 2004 - February 1, 2006
BANC ONE SECURITIES CORPORATION
October 11, 2000 - May 13, 2003
BANC ONE SECURITIES CORPORATION
February 1, 1999 - May 13, 2003
BANC ONE SECURITIES CORPORATION
March 5, 1997 - February 1, 1999
WINGSPAN INVESTMENT SERVICES
November 20, 1996 - January 4, 1997
BANC ONE CAPITAL MARKETS, INC.
Primary Firm SEC Registration
SPYGLASS INVESTMENT MANAGEMENT
CRD#: 122594 / SEC#: 801-133745
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SPYGLASS INVESTMENT MANAGEMENT
CRD#: 122594 / SEC#: 801-133745
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 749 |
| AUM (Assets Under Management) | $ 140,011,446 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
