WW
Wendy J. West
HARVEST INVESTMENT SERVICES
DeKalb, IL 60115-2394
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CRD#: 2817890
WW
Professional summary
Wendy Jo West, who also goes by Wendy Jo West-krauch, is a registered financial advisor currently at HARVEST INVESTMENT SERVICES, LLC located in Dekalb, Illinois.
Wendy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Wendy has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Wendy Jo West-Krauch
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DBA: DOUBLE W FINANCIAL GROUP, INC.; INVESTMENT RELATED; 901 NORTH 1st STREET, SUITE 13, DEKALB, IL 60115; PREPARE FINANCIAL PLANS FOR CLIENTS; PRESIDENT; STARTED 01/2004; 10 HRS/MO. 2. SELL EQUITY INDEXED ANNUITIES WITH ING, LINCOLN BENEFIT, JEFFERSON PILOT, ALLIANZ; NOT INVESTMENT RELATED; 1 HR/MO. DOUBLE W FINANCIAL GROUP, INC. POSITION: OWNER NATURE: INSURANCE/FIXED ANNUITIES INVESTMENT RELATED: YES NUMBER OF HOURS: 1 INVESTMENT RELATED HOURS: 1 START DATE: 08/22/2003 ADDRESS: 901 NORTH 1st STREET, SUITE 13, DEKALB, IL 60115 DESCRIPTION: FINANCIAL PLANNING FIRM THAT OFFERS FIXED ANNUITIES AS WELL AS INSURANCE, IN ADDITION TO SECURITIES HARVEST INVESTMENT SERVICES POSITION: IAR NATURE: INVESTMENT ADVISOR INVESTMENT RELATED: YES NUMBER OF HOURS: 10 INVESTMENT RELATED HOURS: 10 START DATE: 04/01/2012 ADDRESS: 2380 BETHANY ROAD, SYCAMORE IL 60178 DESCRIPTION: INVESTMENT ADVISOR WITH HARVEST INVESTMENT SERVICES. DOUBLE W FINANCIAL GROUP, INC. POSITION: PRESIDENT NATURE: FINANCIAL PLANNING INVESTMENT RELATED: YES NUMBER OF HOURS: 10 INVESTMENT RELATED HOURS: 10 START DATE: 05/01/2012 ADDRESS: 901 NORTH 1st STREET, SUITE 13, DEKALB, IL 60115 DESCRIPTION: PREPARE FINANCIAL PLANS FOR CLIENTS DEKALB AREA RETIREMENT CENTER POSITION: BOARD MEMBER NATURE: RETIREMENT COMMUNITY INVESTMENT RELATED: NO NUMBER OF HOURS: 1 INVESTMENT RELATED HOURS: 1 START DATE: 01/01/2014 ADDRESS: 2944 GREENWOOD ACRES DR. DEKALB IL 60115 DESCRIPTION: BI-MONTHLY BOARD MEETINGS. BI-MONTHLY COMMITTEE MEETING FOR FINANCE AND COMMUNITY RELATIONS. DOUBLE W FINANCIAL GROUP, INC. POSITION: PARTNER NATURE: FINANCIAL PLANNING INVESTMENT RELATED: NO NUMBER OF HOURS: 2 INVESTMENT RELATED HOURS: 2 START DATE: 01/01/2014 ADDRESS: 901 NORTH 1st STREET, SUITE 13, DEKALB, IL 60115 DESCRIPTION: SELL EQUITY INDEX ANNUITIES:GENWORTH, SECURE LIVING INDEX 7NORTH AMERICAN PERFORMANCE CHOICE 8ING INDEX 7 KISHWAUKEE UNITED WAY POSITION: Board Member NATURE: United Way INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/01/2014 ADDRESS: 115 N. 1st Street, DeKalb IL 60115 DESCRIPTION: Board member involved in analyzing budget, helping organize fundraising events, and general goodwill around the community IHSA DESTINATION DEKALB POSITION: Chair NATURE: State High School Football Championships INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 02/01/2015 ADDRESS: Convocation Center, Northern IL University, DeKalb IL 60115 DESCRIPTION: Coordinate with Northern Illinois University the fall state football championships. Raise funds, raise community awareness, recruit volunteers and coordinate the event.
CRS (Client Relationship Summary) - RIA
Click below to view Wendy Jo West's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 2, 2012 - Present
HARVEST INVESTMENT SERVICES, LLC
Office #1: 901 North 1st Street Suite 13, Dekalb, IL 60115-2394RIA
CRD#: 159390
DeKalb, IL
Past
September 18, 2000 - August 21, 2018
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
SYCAMORE, IL
Past
August 28, 2000 - August 21, 2018
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
SYCAMORE, IL
Past
July 30, 1997 - August 28, 2000
MONEY CONCEPTS CAPITAL CORP
BD
CRD#: 12963
PALM BEACH GARDENS, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HI
HARVEST INVESTMENT SERVICES, LLC
COMPREHENSIVE FINANCIAL PLANNING SERVICES | PYLE FINANCIAL SERVICES, INC | PROGRESSIVE FINANCIAL PLANNING SERVICES, INC. | HARVEST INVESTMENT SERVICES, LLC | HARVEST INVESTMENT SERVICES, INC. | HARRISON FINANCIAL GROUP, INC. | HARRISON FINANCIAL GROUP, INC | DOUBLE W FINANCIAL GROUP, INC. | COPELIN FINANCIAL ADVISORS
CRD#: 159390 / SEC#: 801-79232
RIA
Registered Investment Advisory firm - (2/24/2014 Approved)Arizona
Registered Investment Advisory firm - (3/21/2014 Terminated)California
Registered Investment Advisory firm - (4/20/2014 Terminated)Illinois
Registered Investment Advisory firm - (2/24/2014 Terminated)Louisiana
Registered Investment Advisory firm - (3/28/2014 Terminated)Michigan
Registered Investment Advisory firm - (3/21/2014 Terminated)Texas
Registered Investment Advisory firm - (3/21/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(4/2/2012)
IAR
Texas(5/26/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
HI
HARVEST INVESTMENT SERVICES, LLC
COMPREHENSIVE FINANCIAL PLANNING SERVICES | PYLE FINANCIAL SERVICES, INC | PROGRESSIVE FINANCIAL PLANNING SERVICES, INC. | HARVEST INVESTMENT SERVICES, LLC | HARVEST INVESTMENT SERVICES, INC. | HARRISON FINANCIAL GROUP, INC. | HARRISON FINANCIAL GROUP, INC | DOUBLE W FINANCIAL GROUP, INC. | COPELIN FINANCIAL ADVISORS
CRD#: 159390 / SEC#: 801-79232
RIA
Registered Investment Advisory firm - (2/24/2014 Approved)Arizona
Registered Investment Advisory firm - (3/21/2014 Terminated)California
Registered Investment Advisory firm - (4/20/2014 Terminated)Illinois
Registered Investment Advisory firm - (2/24/2014 Terminated)Louisiana
Registered Investment Advisory firm - (3/28/2014 Terminated)Michigan
Registered Investment Advisory firm - (3/21/2014 Terminated)Texas
Registered Investment Advisory firm - (3/21/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1 Transam Plaza Drive Suite 230, Oakbrook Terrace, IL 60181-4285
Mailing Address
Phone number
(630) 613-9230
Established
Firm type
Fiscal year end
# of Employees
32
SEC notice filing (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,335 |
| AUM (Assets Under Management) | $ 534,204,368 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
