Adam R. Kelly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Adam R. M. Kelly, who also goes by Adam Ryan Kelly, Adam Ryan Mckenrick Kelly, Adam Ryan Mckenrick Kelly, Adamryan Mckenrick Kelly, was a registered financial professional .
Adam is a previously registered financial professional and started their career in finance in 1997. Adam had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 7, 2015 - December 2, 2019
ETF DISTRIBUTORS LLC
December 8, 2014 - May 10, 2022
VP DISTRIBUTORS LLC
January 30, 2012 - September 12, 2013
GAGE-WILEY & CO., INC.
September 1, 2010 - January 26, 2012
TRUSTMONT FINANCIAL GROUP, INC.
April 12, 2004 - January 14, 2009
PNC WEALTH MANAGEMENT LLC
June 16, 1999 - June 17, 2002
DREYFUS INVESTMENT SERVICES COMPANY, LLC
February 11, 1998 - March 17, 1998
EMMETT A LARKIN COMPANY, INC.
September 11, 1997 - January 16, 1998
H.J. MEYERS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ETF DISTRIBUTORS LLC
CRD#: 166181 / SEC#: , 8-69191
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
