Lawrence D. Mcdermott
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Darin Mcdermott, who also goes by Lawrence D Mcdermott, was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1997. Lawrence had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 25, 2011 - June 23, 2016
BAY CREST PARTNERS, LLC
July 6, 2006 - January 8, 2007
LABRANCHE FINANCIAL SERVICES, LLC
September 26, 2003 - June 23, 2016
AMERIVEST PARTNERS, LLC
March 26, 2001 - July 29, 2004
LABRANCHE FINANCIAL SERVICES, LLC
November 2, 1998 - July 7, 1999
CHARLES SCHWAB & CO., INC.
June 27, 1997 - March 24, 1998
BLUESTONE CAPITAL CORP.
May 30, 1997 - June 26, 1997
CIBC WORLD MARKETS CORP.
April 25, 1997 - June 26, 1997
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BAY CREST PARTNERS, LLC
CRD#: 39944 / SEC#: , 8-48931
Contact information
FINRA licenses (26 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 16 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
