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RH

Ronald K. Haller

RICHMARK PRIVATE WEALTH MANAGEMENT
Frankenmuth, MI 48734
Some features on this profile are disabled
CRD#: 2817513
RH

Professional summary

Ronald Kent Haller, who also goes by Ron Haller, is a registered financial advisor currently at RICHMARK PRIVATE WEALTH MANAGEMENT located in Frankenmuth, Michigan.

Ronald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Ronald has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Ron Haller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)HALLER FINANCIAL GROUP, LLC - 1450 LONG LAKE RD STE 365, TROY, MI 48098. STARTED 08/2008. THE SALE OF LIFE/HEALTH INSURANCE PRODUCTS AND ANNUITIES FOR COMMISSIONS; 3 HOURS/DAY DURING TRADING HOURS. 2)THE ALTERNATIVE BOARD - 900 WILTSHIRE, SUITE 200, TROY MI 48098. BUSINESS COACHING; FELLOWSHIP WITH OTHER ENTREPRENEURS. STARTED 07/2017. O HRS/MO DURING TRADING HOURS. 3)CAVALIER ASSOCIATES, LLC - WESTLAKE, CA. AGENT, INSURANCE SALES. START DATE: 03/2017

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Kent Haller's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 14, 2024 - Present

RICHMARK PRIVATE WEALTH MANAGEMENT

Office #1: 516 South Main Street Suite C, Frankenmuth, MI 48734
RIA
CRD#: 290854
Frankenmuth, MI
Past

June 17, 2010 - February 1, 2024

USA FINANCIAL SECURITIES LLC

RIA
CRD#: 103857
Troy, MI
Past

July 10, 2008 - February 1, 2024

USA FINANCIAL SECURITIES LLC

BD
CRD#: 103857
Troy, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Michigan
(2/14/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/11/2010
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/30/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 7/9/2008
Investment Company Products/Variable Contracts Representative Examination

Current Firm

RP
RICHMARK PRIVATE WEALTH MANAGEMENT
PHYSICIANS FINANCIAL DESIGN | RICHMARK PRIVATE WEALTH MANAGEMENT, LLC | RICHMARK PRIVATE WEALTH MANAGEMENT

CRD#: 290854 / SEC#:

Illinois
Registered Investment Advisory firm - (12/8/2022 Approved)
Michigan
Registered Investment Advisory firm - (6/19/2018 Approved)
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Contact information

Main Address
516 South Main Street Suite C, Frankenmuth, MI 48734
Mailing Address
Phone number
(989) 652-2056
Established
Firm type
Fiscal year end
# of Employees
5

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts424
AUM (Assets Under Management)$ 52,740,210

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RICHMARK PRIVATE WEALTH MANAGEMENT

CRD#: 290854Frankenmuth, MI 48734

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