Billy R. Bradford
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Billy Ronald Bradford, who also goes by William Ronald Bradford, was a registered financial professional .
Billy is a previously registered financial professional and started their career in finance in 1968. Billy had worked at 4 firms and has passed the Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 12, 1984 - May 30, 1985
LOWELL H. LISTROM & COMPANY INC.
May 20, 1981 - March 30, 1984
WZW FINANCIAL SERVICES, INC.
July 30, 1980 - June 6, 1981
PRUDENTIAL EQUITY GROUP, LLC
August 27, 1968 - August 11, 1980
B.C. CHRISTOPHER SECURITIES CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/21/1963
Registered Representative ExaminationSeries 40
Date: 1/17/1967
Registered Principal ExaminationCurrent Firm
LOWELL H. LISTROM & COMPANY INC.
CRD#: 6336 / SEC#: , 8-20741
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
