Christopher John Larkin
Professional Summary
Christopher John Larkin is a registered financial advisor currently at PRUDENTIAL ANNUITIES DISTRIBUTORS, INC located in Shelton, Connecticut. Christopher is registered as a RR (Registered Representative) and started their career in finance in 1998. Christopher has worked at 8 firms and has passed the Series 63, Series 65, SIE, Series 6 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
SOUNDVIEW PRIVATE WEALTH ADVISORS
WELLS FARGO CLEARING SERVICES, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
SOUNDVIEW PRIVATE WEALTH ADVISORS
WELLS FARGO CLEARING SERVICES, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
SOUNDVIEW PRIVATE WEALTH ADVISORS
WELLS FARGO CLEARING SERVICES, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
SOUNDVIEW PRIVATE WEALTH ADVISORS
WELLS FARGO CLEARING SERVICES, LLC
Years of Experience
28 years in the financial services industry
Current & Past Employments
Similar Advisors
SOUNDVIEW PRIVATE WEALTH ADVISORS
WELLS FARGO CLEARING SERVICES, LLC
Current Firm
AMERICAN SKANDIA MARKETING, INC. | PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
Contact Information
Main Address
One Corporate Drive, Shelton, CT 06484Mailing Address
One Corporate Drive, Shelton, CT 06484Phone Number
(800) 628-6039Established
Delaware since 09/08/1987Firm Type
CorporationFiscal Year End
DecemberFirm Size
LargeFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | SHAREHOLDER COMMON | — |
| HAGGERTY, SCOTT PETER | PRESIDENT | 2619329 |
| HAGGERTY, SCOTT PETER | CHIEF EXECUTIVE OFFICER | 2619329 |
| MCGRATH, SHANE THOMAS | CHIEF COMPLIANCE OFFICER | 4458909 |
| SMIT, ROBERT PHILIP | FINOP, CFO | 2332366 |
| THOMSEN, JORDAN K | CHIEF LEGAL OFFICER AND SECRETARY | 2821664 |
Disclosures
Regulatory Event
2Civil Event
1Similar Advisors
SOUNDVIEW PRIVATE WEALTH ADVISORS
WELLS FARGO CLEARING SERVICES, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
SOUNDVIEW PRIVATE WEALTH ADVISORS
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
(10/20/2022)
(7/15/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed May 2016About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Jul 2000About the Series 26 examSRO Registrations
Similar Advisors
SOUNDVIEW PRIVATE WEALTH ADVISORS
WELLS FARGO CLEARING SERVICES, LLC
CRS (Client Relationship Summary) - BD
Click below to view Christopher John Larkin's CRS (Customer Relationship Summary).
Similar Advisors
SOUNDVIEW PRIVATE WEALTH ADVISORS
WELLS FARGO CLEARING SERVICES, LLC
