Shane I. Frankovic
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shane Ivan Frankovic, who also goes by Shane Franko, Shane IVan Frankovie, was a registered financial professional .
Shane is a previously registered financial professional and started their career in finance in 1997. Shane had worked at 8 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 27, 2001 - December 19, 2001
J.P. TURNER & COMPANY, L.L.C.
January 18, 2001 - October 15, 2001
GURU INVESTMENT SERVICES, LTD.
September 14, 2000 - September 18, 2000
FIRST SECURITIES USA, INC.
June 11, 1999 - August 25, 1999
R.M. STARK & CO., INC.
January 5, 1998 - October 6, 1998
THE MINNEAPOLIS COMPANY, INC.
June 19, 1997 - December 31, 1997
PACIFIC CORTEZ SECURITIES INCORPORATED
April 21, 1997 - May 27, 1997
H.J. MEYERS & CO., INC.
January 1, 1997 - April 22, 1997
INVESTORS ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.P. TURNER & COMPANY, L.L.C.
CRD#: 43177 / SEC#: , 8-50156
Contact information
Documents
Disclosures
| Regulatory Event | 30 |
| Arbitration | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
