Paul M. Doyle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Michael Doyle, who also goes by Paul Michael Doyle, Paul Doyle, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1997. Paul had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 19, 2017 - November 4, 2020
GROVE POINT INVESTMENTS, LLC
July 2, 2008 - June 19, 2017
NEXT FINANCIAL GROUP, INC.
August 26, 2002 - June 27, 2008
CANTELLA & CO., INC.
February 12, 2001 - August 26, 2002
BROOKSTREET SECURITIES CORPORATION
May 15, 2000 - February 6, 2001
TASIN & COMPANY, INC.
February 3, 1999 - February 22, 1999
SEABOARD SECURITIES, INC.
April 21, 1997 - June 6, 1997
H.J. MEYERS & CO., INC.
January 28, 1997 - April 24, 1997
INVESTORS ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
