Harold I. Dycus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harold Irvin Dycus was a registered financial professional .
Harold is a previously registered financial professional and started their career in finance in 1996. Harold had worked at 2 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 29, 2000 - November 24, 2000
ONB INVESTMENT SERVICES, INC.
December 3, 1996 - September 29, 2000
D.R. HANCOCK & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ONB INVESTMENT SERVICES, INC.
CRD#: 31583 / SEC#: , 8-45514
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OLD NATIONAL BANK | PARENT COMPANY | |
| ELLSPERMANN, KENNETH JOSEPH | CEO/PRESIDENT AND CHIEF COMPLIANCE OFFICER | 1262367 |
| GARY LEE MCDOWELL | DIRECTOR | |
| LANCE, KAREN ELAINE | OPTIONS PRINCIPAL | 4397871 |
| MICHAEL RAY HINTON | DIRECTOR | |
| MILLSAP, EMILY CHRISTIN | MUNICIPAL SECURITIES PRINCIPAL | 4177803 |
| PLEISS, DAVID WAYNE | DIRECTOR, VP,REGIONAL SALES MANAGER | 4575716 |
| SCHUBA, DOUGLAS JOHN | FINANCIAL OPERATIONS PRINCIPAL | 4952441 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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