Daniel T. Janowiak
Professional summary
Daniel Thomas Janowiak, who also goes by Daniel T Janowiak, Daniel Thomas Janowiak, Dan Janowiak, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Minneapolis, Minnesota.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Daniel has worked at 12 firms and has passed the Series 66, Series 63, Series 65, Series 7TO, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Thomas Janowiak's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Daniel Thomas Janowiak's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 8, 2025 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 600 Portland Ave S, Minneapolis, MN 55415March 17, 2025 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 600 Portland Ave S, Minneapolis, MN 55415April 4, 2019 - December 2, 2019
MARCH CAPITAL CORP.
June 23, 2015 - March 13, 2017
FRONTIER SOLUTIONS, LLC
March 10, 2014 - October 8, 2015
REALITY SHARES ADVISORS
September 6, 2013 - April 6, 2015
ALPS DISTRIBUTORS, INC.
January 18, 2012 - July 16, 2013
PRIVATE ASSET MANAGEMENT INC
July 21, 2010 - December 9, 2011
ALLIANZ GLOBAL INVESTORS U.S. LLC
April 1, 2010 - December 8, 2011
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
April 10, 2000 - January 3, 2011
NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC
March 27, 2000 - April 15, 2010
NICHOLAS-APPLEGATE SECURITIES LLC
January 31, 1997 - May 4, 1999
MORGAN STANLEY DW INC.
December 13, 1996 - February 21, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/8/2025)
(4/8/2025)
Exams
Series 7TO
Date: 3/17/2025
General Securities Representative ExaminationFINRA
Current Firm
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
