Jason A. Stock
Professional summary
Jason Allen Stock, who also goes by Jason Stock, is a registered financial advisor currently at M3F, INC. located in Salt Lake City, Utah.
Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Jason has worked at 5 firms and has passed the Series 65, Series 66, Series 63, Series 7, Series 6, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jason Allen Stock's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 6, 2015 - Present
M3F, INC.
Office #1: 2070 E 2100 S Suite 250, Salt Lake City, UT 84109April 4, 2003 - October 4, 2007
HOVDE GROUP, LLC
March 22, 2001 - November 12, 2002
STRATEGIC ADVISERS LLC
November 25, 1997 - December 23, 1997
FIDELITY DISTRIBUTORS COMPANY LLC
November 18, 1997 - November 6, 2002
FIDELITY BROKERAGE SERVICES LLC
November 7, 1996 - November 18, 1997
FIDELITY DISTRIBUTORS COMPANY LLC
Primary Firm SEC Registration
M3F, INC.
CRD#: 151191 / SEC#: 801-70649
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/6/2015)
Exams
Current Firm
M3F, INC.
CRD#: 151191 / SEC#: 801-70649
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 766,168,631 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
M3F, INC.
CRD#: 151191Salt Lake City, UT 84109TRUST BUT VERIFY
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