Eugene J. Smith
Professional summary
Eugene Joseph Smith JR, CFP®, who also goes by E J Smith Jr, is a registered financial advisor currently at CHARTMARK INVESTMENTS, INC. located in Tulsa, Oklahoma.
Eugene is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Eugene has worked at 2 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Eugene Joseph Smith JR's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2007
Experience
August 29, 2001 - Present
CHARTMARK INVESTMENTS, INC.
Office #1: Utica Place Office Tower 2200 S Utica Place Suite 525, Tulsa, OK 74114Office #2: 2200 S Utica Place Suite 525, Tulsa, OK 74114December 13, 1996 - August 15, 2001
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/29/2001)
(9/21/2001)
Exams
Current Firm
CHARTMARK INVESTMENTS, INC.
CRD#: 114812 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 150 |
| AUM (Assets Under Management) | $ 83,666,431 |
Red Flags
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Company Information
CHARTMARK INVESTMENTS, INC.
CRD#: 114812Tulsa, OK 74114TRUST BUT VERIFY
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