Matthew J. Kiernan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew John Kiernan was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 1997. Matthew had worked at 5 firms and has passed the Series 63, SIE, Series 56, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 7, 2012 - August 31, 2016
INTEGRAL DERIVATIVES, LLC
September 27, 2007 - May 2, 2012
STUYVESANT TRADING GROUP, L.L.C.
October 27, 2004 - October 3, 2006
TRINITY DERIVATIVES GROUP, LLC
April 2, 2003 - November 2, 2004
SLK-HULL DERIVATIVES LLC
February 25, 1997 - March 18, 2003
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 56
Date: 9/23/2015
Proprietary Trader Qualification ExaminationCurrent Firm
INTEGRAL DERIVATIVES, LLC
CRD#: 149087 / SEC#: , 8-68102
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
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