Frederick E. Hopkins

FRONTIER SOLUTIONS

Richmond, VA 23233

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CRD#: 2816754

Professional summary

Frederick Earl Hopkins III, who also goes by Rick Hopkins III, is a registered financial professional currently at FRONTIER SOLUTIONS, LLC located in Richmond, Virginia.

Frederick is registered as a RR (Registered Representative) and started their career in finance in 1996. Frederick has worked at 6 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Rick Hopkins Iii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Frederick Earl Hopkins III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 24, 2024 - Present

FRONTIER SOLUTIONS, LLC

Office #1: 3307 Church Road, Suite 220, Richmond, VA 23233Office #2: 3307 Church Road Suite 220, Richmond, VA 23233

CRD#: 136102

Richmond, VA

Past

July 11, 2014 - October 28, 2024

ALLEN C. EWING & CO.

CRD#: 26102

JACKSONVILLE, FL

Past

July 2, 2010 - July 18, 2014

SPOUTING ROCK CAPITAL ADVISORS, LLC

CRD#: 143180

BRYN MAWR, PA

Past

January 27, 2000 - January 6, 2004

MYERS JAMES M RESEARCH INC

RIA

CRD#: 106853

CHARLOTTE, NC

Past

December 22, 1998 - October 31, 2003

JAMES M. MYERS AND CO., INC.

CRD#: 17468

CHARLOTTE, NC

Past

December 18, 1996 - December 14, 1998

J.C. BRADFORD & CO.

CRD#: 1287

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(10/24/2024)

Delaware
(10/24/2024)

Florida
(10/24/2024)

Georgia
(10/24/2024)

Maryland
(10/24/2024)

North Carolina
(10/24/2024)

Ohio
(10/24/2024)

Tennessee
(10/24/2024)

Texas
(10/24/2024)

Utah
(10/24/2024)

Exams

State Security Law Exam

Series 63

Date: 10/5/2010

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 3/2/2000

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/1/2010

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FRONTIER SOLUTIONS, LLC

CRD#: 136102 / SEC#: , 8-66972

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

3307 Church Road Suite 220, Richmond, VA 23233

Mailing Address

3307 Church Road Suite 220, Richmond, VA 23233

Phone number

(804) 918-2368

Established

Georgia since 05/03/2005

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (47 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
ASPEN PARTNERS, LTD	MANAGING MEMBER
TERRY, DEBORAH HOLLAND	FINOP/CFO	5680197
VICK, GEORGE DAVIS IV	CHIEF COMPLIANCE OFFICER	3006623

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Frederick E. Hopkins

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Frederick Earl Hopkins III's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLEN C. EWING & CO.

SPOUTING ROCK CAPITAL ADVISORS, LLC

MYERS JAMES M RESEARCH INC

JAMES M. MYERS AND CO., INC.

J.C. BRADFORD & CO.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/5/2010

Series 65

Date: 3/2/2000

SIE

Date: 10/1/2018

Series 7

Date: 7/1/2010

FINRA

Current Firm

FRONTIER SOLUTIONS, LLC

Contact information

FINRA licenses (47 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FRONTIER SOLUTIONS, LLC

TRUST BUT VERIFY

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