Ludwell E. Gaines
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ludwell Ebersole Gaines lll, who also goes by Eb Gaines, Ludwell Ebersole Gaines, Ebersole Gaines, was a registered financial professional .
Ludwell is a previously registered financial professional and started their career in finance in 1997. Ludwell had worked at 16 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 10, 2024 - January 22, 2025
GT SECURITIES, INC.
May 9, 2023 - August 26, 2024
LIQUIDITY.IO, LLC
September 22, 2016 - December 31, 2022
INTE SECURITIES LLC
September 15, 2015 - September 27, 2017
QUASAR TRADING, LLC
September 14, 2015 - May 17, 2016
ROTHSCHILD LIEBERMAN LLC
May 6, 2014 - September 14, 2015
SOURCE CAPITAL GROUP, INC.
February 13, 2014 - May 2, 2014
GAR WOOD SECURITIES, LLC
February 1, 2013 - January 23, 2014
QUASAR TRADING, LLC
August 23, 2011 - February 1, 2013
LEGEND TRADING, LLC
January 7, 2011 - May 23, 2013
LEGEND SECURITIES, INC.
November 17, 2010 - December 7, 2010
ROCHDALE SECURITIES LLC
October 4, 2010 - November 18, 2010
LEGEND SECURITIES, INC.
June 30, 2009 - September 14, 2010
GFI SECURITIES LLC
March 12, 2004 - June 30, 2009
LEGEND SECURITIES, INC.
December 20, 2002 - January 27, 2004
KEVIN DANN & PARTNERS, LLC
March 1, 2002 - October 4, 2002
ABN AMRO INCORPORATED
April 30, 2001 - March 1, 2002
ABN AMRO SECURITIES LLC
April 24, 1998 - June 7, 1999
GEM ADVISORS, INC.
December 19, 1997 - April 3, 1998
CASPIAN SECURITIES INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
GT SECURITIES, INC.
CRD#: 116012 / SEC#: , 8-53527
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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