William M. Baxter

PALADIN PARTNERS

HARTLAND, WI 53029

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CRD#: 2816654

Professional summary

William Michael Baxter, CFP®, who also goes by William M Baxter, is a registered financial advisor currently at PALADIN PARTNERS located in Hartland, Wisconsin.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. William has worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.

Biography

Bill is a member of the Kettle Morain HOG chapter, and American Mensa.  He enjoys summer days on the Harley, and a good game of chess.

Question & Answer

What are your service offerings?

Tax Planning

Investment Planning

Insurance Planning

Estate Planning

Retirement Planning

Comprehensive Financial Planni...

Business Succession Planning

Employee and Employer Plan Ben...

Do you have an area of expertise or specialization?

Business Owners

Corporate Executives

Entrepreneurs

Estate & Generational Planning...

High Net Worth Client Needs

Medical Professionals

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

William M Baxter

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)PALADIN PARTNERS, LLC; FINANCIAL ADVISOR; ACTIVE OWNER; 99% TIME SPENT; 100% OWNERSHIP; CONTINUOUS TERM; $72K/YR COMP 2) KAPLAN/DEARBORN; INSTRUCTOR; 1% TIME SPENT; NO OWNERSHIP

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Michael Baxter's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

August 25, 2009 - Present

PALADIN PARTNERS

Office #1: 138 North Avenue Suite 10, Hartland, WI 53029

RIA

CRD#: 132024

HARTLAND, WI

Past

June 26, 2009 - September 14, 2009

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

DEALFIELD, WI

Past

June 26, 2009 - September 14, 2009

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

DEALFIELD, WI

Past

April 21, 2006 - June 16, 2009

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

DELAFIELD, WI

Past

April 21, 2006 - June 16, 2009

MML INVESTORS SERVICES, LLC

CRD#: 10409

DELAFIELD, WI

Past

August 30, 2004 - March 27, 2006

PALADIN PARTNERS

RIA

CRD#: 132024

MENOMONEE FALLS, WI

Past

January 12, 2004 - March 17, 2005

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

DELAFIELD, WI

Past

December 9, 2003 - March 17, 2005

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

May 1, 2000 - December 9, 2003

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

December 10, 1996 - August 3, 2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/27/2020)

IAR

Wisconsin
(8/25/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/16/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/11/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/9/1996

General Securities Representative Examination

Current Firm

PALADIN PARTNERS

PALADIN PARTNERS | PALADIN PARTNERS, LLC

CRD#: 132024 / SEC#:

Texas

Registered Investment Advisory firm - (5/26/2020 Conditional Restricted)

Wisconsin

Registered Investment Advisory firm - (8/25/2009 Approved)

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Contact information

Main Address

138 North Avenue Suite 10, Hartland, WI 53029

Mailing Address

Po Box 510888, Milwaukee, WI 53203

Phone number

(414) 367-4675

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	126
AUM (Assets Under Management)	$ 98,962,282

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

William M. Baxter

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Michael Baxter's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

PALADIN PARTNERS

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MORGAN STANLEY DW INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 12/16/1996

Series 63

Date: 12/11/1996

Series 7

Date: 12/9/1996

Current Firm

PALADIN PARTNERS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PALADIN PARTNERS

TRUST BUT VERIFY

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