Christopher H. Ensley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Holland Ensley, who also goes by Chris Ensley, Christopher H Ensley, Christopher Ensley, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1997. Christopher had worked at 7 firms and has passed the Series 63, SIE, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 19, 2016 - February 16, 2024
NOBLE CAPITAL MARKETS, INC.
May 11, 2015 - May 2, 2016
COADY DIEMAR PARTNERS, LLC
March 17, 2015 - April 2, 2015
MAXIM GROUP LLC
June 10, 2009 - April 20, 2015
COADY DIEMAR PARTNERS, LLC
November 1, 2002 - June 11, 2008
J.P. MORGAN SECURITIES LLC
April 9, 1999 - November 14, 2000
LAZARD FRERES & CO. LLC
September 1, 1998 - April 15, 1999
CITIGROUP GLOBAL MARKETS INC.
January 16, 1997 - September 1, 1998
SALOMON BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NOBLE CAPITAL MARKETS, INC.
CRD#: 15768 / SEC#: , 8-32706
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 9 |
| Arbitration | 11 |
Red Flags
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