AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
TS

Timothy M. Schwartz

ALTRUIST FINANCIAL
DALLAS, TX 75201
Some features on this profile are disabled
CRD#: 2816306
TS
Timothy Morris SchwartzALTRUIST FINANCIAL

Professional summary

Timothy Morris Schwartz, who also goes by Tim Morris Schwartz, Tim Schwartz, is a registered financial professional currently at ALTRUIST FINANCIAL LLC located in Dallas, Texas.

Timothy is registered as a RR (Registered Representative) and started their career in finance in 1997. Timothy has worked at 9 firms and has passed the Series 66, Series 63, Series 99TO, Series 82TO, Series 57TO, SIE, Series 55, Series 7, Series 4, Series 24, Series 10 and Series 9 exams.

Aliases

Tim Morris Schwartz | Tim Schwartz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Timothy Morris Schwartz's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 13, 2026 - Present

ALTRUIST FINANCIAL LLC

Office #1: 300 S. Pearl Expressway Suite 250, Dallas, TX 75201
BD
CRD#: 299274
DALLAS, TX
Past

September 9, 2020 - June 8, 2026

PHILLIP CAPITAL INC.

BD
CRD#: 173869
CHICAGO, IL
Past

February 5, 2020 - August 24, 2020

NYLIFE SECURITIES LLC

BD
CRD#: 5167
DOWNERS GROVE, IL
Past

February 7, 2017 - October 22, 2019

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
Chicago, IL
Past

November 1, 2016 - October 22, 2019

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
Chicago, IL
Past

May 28, 2014 - December 5, 2014

MWA FINANCIAL SERVICES INC.

BD
CRD#: 112630
Plainfield, IL
Past

January 3, 2012 - April 18, 2013

PEAK6 VEGA MASTER FUND LLC

BD
CRD#: 158878
CHICAGO, IL
Past

June 17, 2011 - January 8, 2014

PEAK6 PERFORMANCE MANAGEMENT LLC

BD
CRD#: 137368
CHICAGO, IL
Past

May 26, 2006 - January 8, 2014

PEAK6 CAPITAL MANAGEMENT LLC

BD
CRD#: 43773
CHICAGO, IL
Past

March 27, 1997 - January 5, 2006

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
WESTLAKE, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(7/13/2026)
RR
Texas
(7/13/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/1/2017
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 6/2/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 8/7/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 82TO
Date: 7/26/2023
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 12/7/1999
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 3/25/1997
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 12/8/2005
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/6/2005
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 10
Date: 11/27/2000
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 5/22/2000
General Securities Sales Supervisor - Options Module Examination
SRO Registrations
RR
FINRA

Current Firm

AF
ALTRUIST FINANCIAL LLC
ALTRUIST | ALTRUIST FINANCIAL LLC | ALTRUIST CLEARING

CRD#: 299274 / SEC#: , 8-70244

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
Loading...

Contact information

Main Address
300 S. Pearl Expressway Suite 250, Dallas, TX 75201
Mailing Address
300 S. Pearl Expressway Suite 250, Dallas, TX 75201
Phone number
(888) 510-4660
Established
Delaware since 10/08/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ALTRUIST CORPMEMBER
BAHADORI, MAZI [NMN]CEO AND CCO5749453
GEARHART, JEFFREY SPRINCIPAL OPERATIONS OFFICER2443490
GIRALDO, ANDRES MAURICIOFINOP7097178
MENNOW, ROBERT ALLISONHEAD OF ADVISOR OPERATIONS3070390
WARNER, WESLEY DEESENIOR DIRECTOR OF ADVISOR OPERATIONS5584384

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALTRUIST FINANCIAL LLC

CRD#: 299274Dallas, TX 75201

TRUST BUT VERIFY

Monitor Timothy Schwartz

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Kenneth Bernard Hopkins
Kenneth HopkinsAdvisorCheck Check Mark
ORION WEALTH MANAGEMENT LLC
IAR
RR
RICHARDSON, TX
David Antonio Alvarez
David AlvarezAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
GRAPEVINE, TX
JM
Jonathan MeaneyAdvisorCheck Check Mark
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
IAR
RR
Dallas, TX
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.