Raymond P. Doyle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Raymond Peter Doyle, who also goes by Raymond Peter Doyle Jr, was a registered financial professional .
Raymond is a previously registered financial professional and started their career in finance in 1996. Raymond had worked at 13 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 2020 - August 28, 2020
SPRINKLEBROKERAGE, INC.
January 27, 2017 - June 5, 2018
BAYES CAPITAL LLC
March 22, 2016 - August 1, 2016
SPEEDROUTE LLC
November 7, 2014 - December 15, 2014
T3 TRADING GROUP, LLC
January 10, 2012 - December 12, 2014
WORLD-XECUTION STRATEGIES
January 20, 2011 - November 7, 2014
WTS PROPRIETARY TRADING GROUP LLC
April 25, 2008 - May 13, 2010
FIS BROKERAGE & SECURITIES SERVICES LLC
February 28, 2003 - May 2, 2008
EVOLUTION FINANCIAL TECHNOLOGIES, LLC
November 16, 1999 - March 27, 2003
HEARTLAND SECURITIES CORP.
May 20, 1998 - July 22, 1998
BARRON CHASE SECURITIES, INC.
November 4, 1997 - March 24, 1998
ROYAL HUTTON SECURITIES CORP.
June 25, 1997 - September 10, 1997
ROYAL HUTTON SECURITIES CORP.
February 20, 1997 - July 1, 1997
ROYAL PALM INVESTMENTS, LTD.
November 8, 1996 - February 27, 1997
BLUESTONE CAPITAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/11/2000
Limited Representative-Equity Trader ExamCurrent Firm
SPRINKLEBROKERAGE, INC.
CRD#: 285216 / SEC#: , 8-69828
Contact information
FINRA licenses (21 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SPRINKLECAPITAL HOLDING, INC | OWNER | |
| WALLIN, JOHN ALEXANDER | PRESIDENT & CCO | 6000899 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
