Jason P. Ainsworth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Patrick Ainsworth, who also goes by Jason P Ainsworth, was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 1996. Jason had worked at 23 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 6, Series 7, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 17, 2022 - November 25, 2024
ETC BROKERAGE SERVICES, LLC
March 3, 2021 - January 21, 2022
ALTRUIST FINANCIAL LLC
August 14, 2020 - February 12, 2021
TOBIN & COMPANY SECURITIES LLC
January 17, 2020 - May 27, 2020
SAYBRUS EQUITY SERVICES, LLC
November 8, 2017 - July 16, 2018
LINCOLN INVESTMENT
November 7, 2017 - July 16, 2018
LINCOLN INVESTMENT
November 7, 2017 - October 11, 2018
LEGEND ADVISORY, LLC
November 6, 2017 - November 6, 2017
EMPOWER ADVISORY GROUP, LLC
June 30, 2015 - November 9, 2015
MEEDER ASSET MANAGEMENT, INC.
June 30, 2015 - November 9, 2015
MEEDER ADVISORY SERVICES, INC.
June 19, 2015 - November 9, 2015
MEEDER DISTRIBUTION SERVICES, INC.
March 27, 2015 - May 21, 2015
CONCORDIUS CAPITAL ADVISORS
July 1, 2013 - November 13, 2014
INDEX STRATEGY ADVISORS INC.
September 5, 2012 - June 20, 2013
TUTTLE WEALTH MANAGEMENT, LLC
January 26, 2012 - July 30, 2012
VERITAT ADVISORS
June 10, 2011 - November 28, 2011
PURSHE KAPLAN STERLING INVESTMENTS
October 6, 2010 - January 28, 2011
TRIAD ADVISORS LLC
September 23, 2010 - January 27, 2011
JACKSON WEALTH MANAGEMENT, LLC
October 29, 2007 - August 20, 2010
LPL FINANCIAL LLC
August 1, 2006 - September 12, 2007
THE MUTUAL FUND STORE
October 3, 2001 - June 22, 2006
SCOTTRADE, INC.
April 8, 1999 - September 7, 2001
TD AMERITRADE, INC.
February 5, 1998 - March 1, 1999
FIDELITY BROKERAGE SERVICES LLC
November 15, 1996 - March 3, 1997
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 9/25/2020
General Securities Representative ExaminationCurrent Firm
ETC BROKERAGE SERVICES, LLC
CRD#: 145276 / SEC#: , 8-67719
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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