Donald J. Mccarthy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Joseph Mccarthy was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1996. Donald had worked at 2 firms and has passed the Series 63, SIE, Series 52, Series 6, Series 53 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 28, 1999 - January 11, 2016
OAK GROVE INVESTMENT SERVICES, INC.
December 12, 1996 - August 28, 1998
PFS INVESTMENTS INC.
State Registrations and Notice Filings
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Exams
Current Firm
OAK GROVE INVESTMENT SERVICES, INC.
CRD#: 46343 / SEC#: , 8-51388
Contact information
Documents
Red Flags
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