Peter Walker
Professional summary
Peter Walker, CIMA®, who also goes by Pete Walker, Peter Prescott Walker, is a registered financial professional currently at IMST DISTRIBUTORS, LLC located in Portland, Maine.
Peter is registered as a RR (Registered Representative) and started their career in finance in 1996. Peter has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter Walker's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 27, 2020 - Present
IMST DISTRIBUTORS, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101May 11, 2005 - October 29, 2019
AMG DISTRIBUTORS, INC.
August 12, 2003 - March 28, 2005
WELLS FARGO CLEARING SERVICES, LLC
February 26, 2002 - January 16, 2003
ALLIANCEBERNSTEIN INVESTMENTS, INC.
December 1, 1999 - November 9, 2001
VP DISTRIBUTORS LLC
January 15, 1998 - December 1, 1999
PXP SECURITIES CORP.
December 9, 1996 - August 29, 1997
DEAM INVESTOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/27/2020)
(4/27/2020)
(4/27/2020)
(4/27/2020)
(4/27/2020)
(4/27/2020)
(4/27/2020)
(4/27/2020)
(4/27/2020)
(4/27/2020)
(4/27/2020)
(4/27/2020)
(4/27/2020)
(4/27/2020)
(4/27/2020)
(4/27/2020)
(4/27/2020)
(4/27/2020)
Exams
FINRA
Current Firm
IMST DISTRIBUTORS, LLC
CRD#: 130745 / SEC#: , 8-66389
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | CHIEF COMPLIANCE OFFICER / VP / TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
IMST DISTRIBUTORS, LLC
CRD#: 130745Portland, ME 04101TRUST BUT VERIFY
Monitor Peter Walker
Get automatic monthly alerts on:
