Patrick J. Cloonan

COMPREHENSIVE FINANCIAL PLANNING

East Petersburg, PA 17520-1329

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CRD#: 2815853

Professional summary

Patrick Joseph Cloonan JR, CFP®, who also goes by Pat Cloonan, Patrick Joseph Cloonan Jr., is a registered financial advisor currently at COMPREHENSIVE FINANCIAL PLANNING, INC. located in East Petersburg, Pennsylvania.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Patrick has worked at 10 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Pat Cloonan | Patrick Joseph Cloonan Jr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) INVESTMENT ADVISORY SERVICES PROVIDED THROUGH COMPREHENSIVE FINANCIAL PLANNING, AN SEC-REGISTERED INVESTMENT ADVISER, AS AN INVESTMENT ADVISER REPRESENTATIVE; 2) INSURANCE PRODUCTS OFFERED AS AN INDEPENDENT INSURANCE AGENT; 3) LANCASTER-LEBANON PIAA ASSOCIATION, 1020 STELRING PL, LANCASTER, PA 17601, BASKETBALL REFEREE (INDEPENDENT CONTRACTOR), 1999-PRESENT, 6 HRS/MO (0 HRS DURING SECURITIES TRADING HRS), NOT SECURITIES RELATED; 4) Manheim Township Class of 1987 Treasure Not for Profit organization 2019-Present 1-2 Hours handling monetary component of reunions. 5) Patrick J. Cloonan, Jr. CDFA (Certified Divorce Financial Analyst) - Creative Divorce Solutions, LLC - Divorce Consulting, helping regarding financial component of divorces START DATE: 5/17/2019 ADDRESS: 5995 Lemon St., East Petersburg, PA 17520

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Joseph Cloonan JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2003

Experience

Current

August 23, 2012 - Present

COMPREHENSIVE FINANCIAL PLANNING, INC.

Office #1: 5995 Lemon Street, East Petersburg, PA 17520-1329

RIA

CRD#: 16164

LANCASTER, PA

Past

February 5, 2001 - August 9, 2005

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

Past

November 13, 1996 - March 5, 2001

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COMPREHENSIVE FINANCIAL PLANNING, INC.

COMPREHENSIVE FINANCIAL PLANNING INC | COMPREHENSIVE FINANCIAL PLANNING, INC.

CRD#: 110937 / SEC#: 801-55646

RIA

Registered Investment Advisory firm - (7/10/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(8/23/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/23/2006

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 10/16/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/30/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/2/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/9/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/28/1996

Investment Company Products/Variable Contracts Representative Examination

Current Firm

COMPREHENSIVE FINANCIAL PLANNING, INC.

COMPREHENSIVE FINANCIAL PLANNING INC | COMPREHENSIVE FINANCIAL PLANNING, INC.

CRD#: 110937 / SEC#: 801-55646

RIA

Registered Investment Advisory firm - (7/10/1998 Approved)

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Contact information

Main Address

5995 Lemon Street, East Petersburg, PA 17520-1329

Mailing Address

Phone number

(717) 569-6667

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 A BROCHURE (5/7/2025)

Regulatory assets under management

Total Number of Accounts	578
AUM (Assets Under Management)	$ 419,299,134

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Patrick J. Cloonan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Joseph Cloonan JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

J. W. COLE ADVISORS, INC.

J.W. COLE FINANCIAL, INC.

PELION INVESTMENT ADVISORS, INC.

FIRST LIBERTIES FINANCIAL

WORKMAN SECURITIES CORPORATION

WORKMAN SECURITIES CORPORATION

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

LEGG MASON WOOD WALKER, INCORPORATED

WADDELL & REED

Primary Firm SEC Registration

COMPREHENSIVE FINANCIAL PLANNING, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/23/2006

Series 65

Date: 10/16/2000

Series 63

Date: 10/30/1996

SIE

Date: 10/2/2015

Series 7

Date: 1/9/2001

Series 6

Date: 10/28/1996

Current Firm

COMPREHENSIVE FINANCIAL PLANNING, INC.

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COMPREHENSIVE FINANCIAL PLANNING, INC.

TRUST BUT VERIFY

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