Brian K. Martinsen

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CRD#: 2815688

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Brian Keith Martinsen was a registered financial professional .

Brian is a previously registered financial professional and started their career in finance in 1997. Brian had worked at 12 firms and has passed the Series 63, SIE, Series 7, Series 62 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 3, 2018 - April 8, 2020

SW FINANCIAL

CRD#: 145012

MELVILLE, NY

Past

April 30, 2015 - December 18, 2017

WINDSOR STREET CAPITAL, LP

CRD#: 34171

Miller Place, NY

Past

January 2, 2014 - April 27, 2015

ALEXANDER CAPITAL, L.P.

CRD#: 40077

RED BANK, NJ

Past

May 9, 2008 - December 31, 2013

ALEXANDER CAPITAL, L.P.

CRD#: 40077

NEW YORK, NY

Past

November 3, 2006 - April 17, 2008

TRIDENT PARTNERS LTD.

CRD#: 41258

HAPPAUGE, NY

Past

November 17, 2005 - October 13, 2006

AURORA CAPITAL LLC

CRD#: 37924

NEW YORK, NY

Past

September 20, 2002 - November 4, 2005

BROOKSTREET SECURITIES CORPORATION

CRD#: 14667

DENVER, NC

Past

April 16, 2002 - October 15, 2002

GUNNALLEN FINANCIAL, INC

CRD#: 17609

TAMPA, FL

Past

May 29, 2001 - April 25, 2002

FIRST MONTAUK SECURITIES CORP.

CRD#: 13755

RED BANK, NJ

Past

June 30, 2000 - June 4, 2001

J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177

ATLANTA, GA

Past

June 17, 1998 - August 10, 2000

GLENN MICHAEL FINANCIAL, INC.

CRD#: 37912

MELVILLE, NY

Past

December 16, 1997 - June 24, 1998

FIRST PROVIDENCE FINANCIAL GROUP, LLC

CRD#: 39469

PORT WASHINGTON, NY

Past

July 11, 1997 - December 11, 1997

CONTINENTAL BROKER-DEALER CORP.

CRD#: 14048

CARLE PLACE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 7/28/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/9/2000

General Securities Representative Examination

General Industry/Product Exam

Series 62

Date: 7/10/1997

Corporate Securities Limited Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/14/2004

General Securities Principal Examination

Current Firm

SW FINANCIAL

SALOMON WHITNEY FINANCIAL | SW FINANCIAL | SALOMON WHITNEY LLC

CRD#: 145012 / SEC#: , 8-67688

Postponed Effective by SEC on 05/16/2023

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Contact information

Main Address

Mailing Address

Phone number

Established

New York since 06/11/2007

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ANGIA HOLDINGS, LLC	75.1% OWNER

Disclosures

Regulatory Event	7
Arbitration	7

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian K. Martinsen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

WINDSOR STREET CAPITAL, LP

ALEXANDER CAPITAL, L.P.

ALEXANDER CAPITAL, L.P.

TRIDENT PARTNERS LTD.

AURORA CAPITAL LLC

BROOKSTREET SECURITIES CORPORATION

GUNNALLEN FINANCIAL, INC

FIRST MONTAUK SECURITIES CORP.

J.P. TURNER & COMPANY, L.L.C.

GLENN MICHAEL FINANCIAL, INC.

FIRST PROVIDENCE FINANCIAL GROUP, LLC

CONTINENTAL BROKER-DEALER CORP.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/28/1997

SIE

Date: 10/1/2018

Series 7

Date: 9/9/2000

Series 62

Date: 7/10/1997

Series 24

Date: 6/14/2004

Current Firm

SW FINANCIAL

Contact information

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

SW FINANCIAL

TRUST BUT VERIFY

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