Lester B. Andel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lester Bernard Andel was a registered financial professional .
Lester is a previously registered financial professional and started their career in finance in 1996. Lester had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 11, 2012 - August 30, 2019
LATITUDE ADVISORS, LLC
June 1, 2012 - August 30, 2019
GWN SECURITIES INC.
May 6, 2004 - June 5, 2012
CETERA INVESTMENT ADVISERS LLC
May 6, 2004 - June 5, 2012
CETERA FINANCIAL SPECIALISTS LLC
January 2, 2001 - September 30, 2004
HOCHMAN & BAKER INVESTMENT ADVISORY SERVICES, INC.
December 3, 1996 - September 15, 2004
HOCHMAN & BAKER SECURITIES, INC.
Primary Firm SEC Registration
LATITUDE ADVISORS, LLC
CRD#: 151001 / SEC#: 801-70420
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LATITUDE ADVISORS, LLC
CRD#: 151001 / SEC#: 801-70420
Contact information
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,305 |
| AUM (Assets Under Management) | $ 379,516,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
