Michael Khin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Khin was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2007. Michael had worked at 2 firms and has passed the Series 79TO, Series 99TO, SIE, Series 7, Series 10, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 13, 2011 - September 20, 2012
CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC.
March 12, 2007 - February 23, 2024
CREDIT AGRICOLE SECURITIES (USA) INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC.
CRD#: 8010 / SEC#: , 8-24050
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 6 |
Red Flags
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