KM
Kari A. Maenhout
RUSSELL INVESTMENTS
SEATTLE, WA 98101
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CRD#: 2815352
KM
Professional summary
Kari Ann Maenhout is a registered financial advisor currently at RUSSELL INVESTMENTS located in Seattle, Washington.
Kari is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Kari has worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) KM ASSET SOLUTIONS, PROVIDING DUE DILIGENCE SERVICES AS AN INDEPENDENT CONTRACTOR TO A FINANCIAL INSTITUTION IN SEATTLE, WA REGARDING THEIR INVESTMENT MANAGER OVERSIGHT PROGRAMS. APPROXIMATELY 120 HOURS PER MONTH IS DEVOTED TO THIS ACTIVITY, ALL DURING SECURITIES TRADING HOURS. THIS RELATIONSHIP STARTED IN OCTOBER 2011. (2) NON-INVESTMENT MANAGING MEMBER OF ALM, LLC, LOCATED IN GIG HARBOR, WA, WHICH OWNS INVESTMENT REAL ESTATE. THE LLC IS NOT A POOLED INVESTMENT VEHICLE AND CLIENTS ARE NOT SOLICITED TO INVEST. THESE ACTIVITIES COMPRISE <5% OF BUSINESS TIME AND STARTED IN 2002. NUMBER OF HOURS DEVOTED: 20 HOURS/MONTH, 0 HOURS/MONTH DURING BUSINESS HOURS (3) CADENCE WEALTH MANAGEMENT, LLC; WWW.CADENCE-WM.COM; 1/1/2012; IAR; IAR FOR QUALIFIED RETIREMENT PLANS AND WEALTH MANAGEMENT CLIENTS; INVEST RELATED; 40 HOURS/MONTH, 20 HOURS/MONTH DURING SECURITIES TRADING HOURS; SHARE OF CLIENT REVENUE FORM INVESTMENT ADVISORY FEES. (4) PILLAR INTERNATIONAL INSURANCE ADVISORS; 600 UNIVERSITY STREET, SUITE 2800, SEATTLE WA 98101; M FINANCIAL GROUP MEMBER FIRM; INVESTMENT RELATED; ACCOUNT MANAGER FOR INDEPENDENT INSURANCE AND BENEFIT PLAN ADVISORY FIRM; 04/01/2017; 20 HOURS PER MONTH; 20 HOURS PER MONTH DURING TRADING HOURS
CRS (Client Relationship Summary) - RIA
Click below to view Kari Ann Maenhout's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 25, 2024 - Present
RUSSELL INVESTMENTS
Office #1: 401 Union Street 18th Floor, Seattle, WA 98101RIA
CRD#: 105734
SEATTLE, WA
Past
September 22, 2020 - March 29, 2024
M HOLDINGS SECURITIES, INC.
RIA
CRD#: 43285
Seattle, WA
Past
April 20, 2017 - August 28, 2020
M HOLDINGS SECURITIES, INC.
RIA
CRD#: 43285
Seattle, WA
Past
November 22, 2011 - February 29, 2024
CADENCE WEALTH MANAGEMENT, LLC
RIA
CRD#: 158636
SEATTLE, WA
Past
November 1, 2002 - April 30, 2010
OSAGE INVESTMENTS, INC.
BD
CRD#: 118539
SEATTLE, WA
Past
May 14, 1998 - November 13, 2002
NATHAN & LEWIS SECURITIES, INC.
BD
CRD#: 8503
NEW YORK, NY
Past
February 10, 1998 - March 22, 2010
RA BENCH, INC
RIA
CRD#: 108011
SEATTLE, WA
Past
August 18, 1997 - April 28, 1998
FSC SECURITIES CORPORATION
BD
CRD#: 7461
ATLANTA, GA
Past
January 1, 1997 - July 21, 1997
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
BD
CRD#: 21771
SEATTLE, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RI
RUSSELL INVESTMENTS
FRANK RUSSELL INVESTMENT MANAGEMENT COMPANY | RUSSELL INVESTMENTS | RUSSELL INVESTMENT MANAGEMENT, LLC | RUSSELL INVESTMENT MANAGEMENT COMPANY | RUSSELL INVESTMENT GROUP
CRD#: 105734 / SEC#: 801-17141
RIA
Registered Investment Advisory firm - (5/21/1982 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Washington(6/25/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
RI
RUSSELL INVESTMENTS
FRANK RUSSELL INVESTMENT MANAGEMENT COMPANY | RUSSELL INVESTMENTS | RUSSELL INVESTMENT MANAGEMENT, LLC | RUSSELL INVESTMENT MANAGEMENT COMPANY | RUSSELL INVESTMENT GROUP
CRD#: 105734 / SEC#: 801-17141
RIA
Registered Investment Advisory firm - (5/21/1982 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1301 Second Avenue 18th Floor, Seattle, WA 98101
Mailing Address
Phone number
(206) 505-7877
Established
Firm type
Fiscal year end
# of Employees
589
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 69,312 |
| AUM (Assets Under Management) | $ 62,376,876,918 |
Red Flags
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