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GG

Gregory Ian Gatto

CRD# 2815275·Registered 1996 - 2005
Barred: Gregory Ian Gatto was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Gregory Ian Gatto, who also goes by Greg Ian Gaho, Gregory Ian Gaho, was a registered financial advisor. Gregory was a previously registered financial professional and started their career in finance 1996 - 2005. Gregory had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Greg Ian Gaho, Gregory Ian Gaho

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

Past

J.P. TURNER & COMPANY, L.L.C.Past·CRD# 43177
BD
Atlanta, GA
December 18, 2003 - April 28, 2005
MCGINN, SMITH & CO., INC.Past·CRD# 8453
BD
Albany, NY
June 21, 2002 - December 17, 2003
J.P. TURNER & COMPANY, L.L.C.Past·CRD# 43177
BD
Atlanta, GA
August 14, 2000 - June 25, 2002
BENSON YORK GROUP, INC.Past·CRD# 40231
BD
Melville, NY
June 29, 1999 - August 18, 2000
R.D. WHITE & CO., INC.Past·CRD# 7011
BD
New York, NY
September 22, 1998 - July 15, 1999
LCP CAPITAL CORP.Past·CRD# 14469
BD
Staten Island, NY
November 21, 1996 - October 7, 1998

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Current Firm

JT
J.P. TURNER & COMPANY, L.L.C.

J.P. TURNER & COMPANY | J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177 / SEC#: 8-50156
BD
Terminated by SEC on 04/04/2016

Contact Information

Established

Georgia since 04/11/1997

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BRAVES AQUISITION LLCMEMBER—
SHELSON, MARK PAULCORPORATE TREASURER1819252
WOLL, EDWARD BARNETTCHIEF COMPLIANCE OFFICER1096606

Disclosures

Regulatory Event

30

Arbitration

12

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1996About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Nov 1996About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Feb 2000About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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