William J. Michalak
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William John Michalak, who also goes by William J Michalak, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1997. William had worked at 10 firms and has passed the Series 63, Series 79TO, Series 99TO, Series 50, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2017 - December 22, 2017
ALLUVION SECURITIES, LLC
March 17, 2015 - November 11, 2015
COMMENDA SECURITIES, LLC
March 17, 2015 - May 16, 2023
CHURCHILL STATESIDE SECURITIES, LLC
January 7, 2013 - December 31, 2013
REAGAN SECURITIES, INC.
April 8, 2011 - July 23, 2012
LEGEND SECURITIES, INC.
April 30, 2010 - May 10, 2011
MERRIMAC CORPORATE SECURITIES, INC.
June 19, 2008 - December 9, 2008
WALLSTREET*E FINANCIAL SERVICES, INC.
November 4, 2004 - October 1, 2007
LIHTC SECURITIES, LLC
December 14, 2001 - February 21, 2003
SHATTUCK HAMMOND PARTNERS LLC
April 7, 1997 - December 9, 1999
WACHOVIA SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
ALLUVION SECURITIES, LLC
CRD#: 143623 / SEC#: , 8-67584
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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