Michael W. Peterson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael William Peterson, CFP® was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1996. Michael had worked at 7 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2010
Experience
November 11, 2020 - June 4, 2025
FAITHFUL STEWARD WEALTH ADVISORS, LLC
November 16, 2016 - January 6, 2021
ATLANTIS WEALTH ADVISORS LLC
May 14, 2004 - October 31, 2006
PURSHE KAPLAN STERLING INVESTMENTS
May 7, 2004 - November 10, 2016
TRUNORTH FINANCIAL SERVICES, INC.
April 2, 2002 - May 14, 2004
MAIN STREET MANAGEMENT COMPANY
January 12, 2001 - April 12, 2002
WADDELL & REED
November 13, 1996 - January 11, 1999
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FAITHFUL STEWARD WEALTH ADVISORS, LLC
CRD#: 311265 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
