RS
Randy S. Schreier
SCHREIER FINANCIAL
Oklahoma City, OK
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CRD#: 2814705
RS
Professional summary
Randy Steven Schreier is a registered financial advisor currently at SCHREIER FINANCIAL, LLC located in Oklahoma City, Oklahoma.
Randy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Randy has worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)NAME OF OTHER BUSINESS: OKLAHOMA EMPLOYEE BENEFITS & INSURANCE, LLC; THIS BUSINESS IS NOT INVESTMENT RELATED; ADDRESS OF THE BUSINESS: 8040 Brookshire Dr., Oklahoma City, OK 73162; POSITION: 60% owner; TITLE: MANAGING MEMBER; START DATE OF RESPONSIBILITIES: OCTOBER 10, 2008; APPROXIMATED NUMBER OF HOURS DEVOTED TO THE OTHER BUSINESS: 200/MONTH; THE NUMBER OF HOURS DEVOTED TO THE OTHER BUSINESS DURING SECURITY TRADING HOURS: 117/MONTH; DUTIES RELATED TO THE OTHER BUSINESS: MARKETING, SALES, PRACTICE MANAGEMENT, CUSTOMER SERVICE; 2) NAME OF OTHER BUSINESS: RANDY SCHREIER, CPA - CPA PRACTICE; THIS BUSINESS IS NOT INVESTMENT RELATED; ADDRESS OF THE BUSINESS: 8040 Brookshire Dr., Oklahoma City, OK 73162; YOUR POSITION: PRESIDENT; TITLE: PRESIDENT; START DATE OF RESPONSIBILITIES: OVER 10 YEARS AGO; APPROXIMATED NUMBER OF HOURS DEVOTED TO THE OTHER BUSINESS: 4/MONTH; THE NUMBER OF HOURS DEVOTED TO THE OTHER BUSINESS DURING SECURITY TRADING HOURS: 0; DUTIES RELATED TO THE OTHER BUSINESS: GENERAL BOOKKEEPING / ACCOUNTING / CONTINUING EDUCATION; 3) NAME OF OTHER BUSINESS: SCHREIER RENTAL; THIS BUSINESS IS NOT INVESTMENT RELATED; ADDRESS OF THE BUSINESS: 8040 Brookshire Dr., Oklahoma City, OK 73162; YOUR POSITION: 50% OWNER; TITLE: MANAGER; START DATE OF RESPONSIBILITIES: JUNE 1991 APPROXIMATED NUMBER OF HOURS DEVOTED TO THE OTHER BUSINESS: 10 HOURS / YEAR THE NUMBER OF HOURS DEVOTED TO THE OTHER BUSINESS DURING SECURITY TRADING HOURS: 0 DUTIES RELATED TO THE OTHER BUSINESS: OWNER / MANAGER OF A SINGLE FAMILY RESIDENTIAL RENTAL PROPERTY.
CRS (Client Relationship Summary) - RIA
Click below to view Randy Steven Schreier's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 3, 2009 - Present
SCHREIER FINANCIAL, LLC
RIA
CRD#: 148838
Oklahoma City, OK
Past
September 26, 2007 - February 12, 2008
GROVE POINT INVESTMENTS, LLC
RIA
CRD#: 1763
OKLAHOMA CITY, OK
Past
August 10, 2007 - February 12, 2008
GROVE POINT INVESTMENTS, LLC
BD
CRD#: 1763
OKLAHOMA CITY, OK
Past
October 29, 1999 - August 8, 2007
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
OKLAHOMA CITY, OK
Past
November 24, 1997 - October 1, 1999
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
MILWAUKEE, WI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Oklahoma(4/3/2009)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
SF
SCHREIER FINANCIAL, LLC
SCHREIER FINANCIAL, LLC
CRD#: 148838 / SEC#:
Oklahoma
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Contact information
Main Address
Oklahoma City, OK
Mailing Address
Po Box 720656, Oklahoma City, OK 73172-0656
Phone number
(405) 720-0333
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 5 |
| AUM (Assets Under Management) | $ 618,987 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
