Daniel R. Misken
Professional summary
Daniel Rex Misken, who also goes by Daniel Ross Misken, is a registered financial advisor currently at CATEY, INC. located in Denver, Colorado.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Daniel has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Rex Misken's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 31, 2022 - Present
CATEY, INC.
October 11, 1999 - January 11, 2002
MUTUAL SERVICE CORPORATION
July 16, 1998 - January 28, 1999
SLD AMERICA EQUITIES, INC.
April 7, 1997 - June 17, 1998
ROBERT W. BAIRD & CO. INCORPORATED
April 7, 1997 - June 17, 1998
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/12/2022)
(3/31/2022)
(8/10/2022)
Exams
Current Firm
CATEY, INC.
CRD#: 316011 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 13 |
| AUM (Assets Under Management) | $ 8,012,361 |
Red Flags
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