Lisa J. Pippa

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CRD#: 2814662

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Lisa Jeanne Pippa, who also goes by Lisa Jeanne Verlizzo, was a registered financial professional .

Lisa is a previously registered financial professional and started their career in finance in 1996. Lisa had worked at 2 firms and has passed the Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Lisa Jeanne Verlizzo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 11, 2002 - August 17, 2012

OLSTEIN CAPITAL MANAGEMENT, L.P.

CRD#: 38474

PURCHASE, NY

Past

November 26, 1996 - June 11, 2002

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OLSTEIN CAPITAL MANAGEMENT, L.P.

OLSTEIN & ASSOCIATES L.P. | OLSTEIN CAPITAL MANAGEMENT, L.P. | OLSTEIN & ASSOCIATES, L.P.

CRD#: 38474 / SEC#: 801-49252, 8-48324

RIA

Registered Investment Advisory firm - SEC (6/5/1995 Approved)

Terminated by SEC on 12/18/2018

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/12/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/25/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/27/2002

General Securities Principal Examination

Current Firm

OLSTEIN CAPITAL MANAGEMENT, L.P.

OLSTEIN & ASSOCIATES L.P. | OLSTEIN CAPITAL MANAGEMENT, L.P. | OLSTEIN & ASSOCIATES, L.P.

CRD#: 38474 / SEC#: 801-49252, 8-48324

RIA

Registered Investment Advisory firm - SEC (6/5/1995 Approved)

Terminated by SEC on 12/18/2018

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Contact information

Main Address

4 Manhattanville Road Suite 204, Purchase, NY 10577-2119

Mailing Address

Phone number

(914) 269-6100

Established

New York since 06/13/1994

Firm type

Partnership

Fiscal year end

December

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

ADV BROCHURE PART 2A (3/27/2025)

Direct owners and executive officers

Name	Position	CRD#
OLSTEIN ADVISERS, LLC	GENERAL PARTNER
OLSTEIN, INC.	LIMITED PARTNER
KIMMEL, JAMES B	SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER FOR THE IA & GENERAL COUNSEL
LUPER, MICHAEL	SENIOR EXECUTIVE VICE PRESIDENT/CCO FOR THE BD/LIMITED PARTNER	2499635
OLSTEIN, ERIK KENDALL	PRESIDENT/COO/LIMITED PARTNER	2427854
OLSTEIN, ROBERT ALAN	CHAIRMAN/CEO/CIO/SECRETARY	352642
STOLTZ, MARC HAROLD	FINANCIAL & OPERATIONS PRINCIPAL	1008943

Regulatory assets under management

Total Number of Accounts	2
AUM (Assets Under Management)	$ 648,908,469

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lisa J. Pippa

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

OLSTEIN CAPITAL MANAGEMENT, L.P.

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

OLSTEIN CAPITAL MANAGEMENT, L.P.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/12/2002

Series 7

Date: 11/25/1996

Series 24

Date: 11/27/2002

Current Firm

OLSTEIN CAPITAL MANAGEMENT, L.P.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

OLSTEIN CAPITAL MANAGEMENT, L.P.

TRUST BUT VERIFY

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