Elizabeth Y. Canavespe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elizabeth Yvonne Canavespe, who also goes by Lisa Canavespe, Elizabeth Yvonne Cantu, Lisa Cantu, was a registered financial professional .
Elizabeth is a previously registered financial professional and started their career in finance in 1998. Elizabeth had worked at 5 firms and has passed the Series 66, Series 63, Series 7, Series 6, Series 51, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 9, 2010 - August 6, 2010
VAN KAMPEN ADVISORS INC
June 9, 2010 - March 15, 2012
INVESCO CAPITAL MARKETS, INC.
January 1, 2010 - March 15, 2012
INVESCO ADVISERS, INC.
May 25, 2006 - January 1, 2010
INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.
June 4, 1998 - March 15, 2012
INVESCO DISTRIBUTORS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
