AH
Alden G. Hagardorn
SECOND LINE CAPITAL
METAIRIE, LA 70002
Some features on this profile are disabled
CRD#: 2814424
AH
Professional summary
Alden Gerard Hagardorn is a registered financial advisor currently at SECOND LINE CAPITAL, LLC located in Metairie, Louisiana and LPL FINANCIAL LLC located in Metairie, Louisiana.
Alden is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Alden has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 10/28/2016 - Hayleywood, Inc - Not Investment Related - New Orleans, LA - Business Entity For Tax/Investment Purposes Only - Start Date 3/1/1989 - Time Spent 1% 2. 10/28/2016 - Faubourg Private Wealth, LLC - INV REL - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 10/28/2016 - 160 Hours Per Month/ 160 Hours During Securities Trading - Time Spent 100% 3. 10/28/2016 - Alden G. Hagardorn LLC; Not Invest. Rel.; Address: New Orleans, LA; Title: Business Owner, Sports Radio Statistician; Start Date: 11/01/1994; Hours/Month: varies by sports season; 0 Hours During Securities Trading; Duties: Sports statistician for radio broadcasts by NFL, NBA, and NCAA teams in the New Orleans area. 4. 10/28/2016 - Pharaoh's Club, Inc - Investment Related - New Orleans, LA - Business Entity For Tax/Investment Purposes Only - Start Date 2/1/99 - 1 Hour Per Month - Time Spent 2% 5. 10/28/2016 - Freelance Statistician for NBA - Not INV REL - Time Spent 5% 6. 10/28/2016 - Friends of St. Henry - Not INV REL - Community, Civic and Charitable Board - President of organization - Time Spent 5% 7. 10/28/2016 - Haleywood Inc. - Not INV REL - reps business 8. 10/02/2019 - Faubourg Private Wealth - INV REL - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date 01/01/2020 - 120 Hours Per Month/ During Securities Trading 9. 10/02/2019 - Advisor Resource Council - INV REL - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 01/01/2020 - 120 Hours Per Month/ During Securities Trading - I provide investment advisory services through Advisor Resource Council, an independent investment advisor firm. I started this business activity in Jan 2020. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 10. 05/31/2023 - Second Line Capital, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 05/22/2023 - 40 Hours Per Month/ 40 Hours During Securities Trading - I provide investment advisory services through Second Line Capital, LLC, an independent investment advisor firm. I started this business activity in 5/2023. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 11. 11/20/2023 - Other - Author - Not Investment Related - Home Based - Start Date 10/09/2023 - 0 Hours Per Month/ During Trading
CRS (Client Relationship Summary) - RIA
Click below to view Alden Gerard Hagardorn's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 18, 2023 - Present
SECOND LINE CAPITAL, LLC
Office #1: 2800 Veterans Memorial Blvd. Suite 220, Metairie, LA 70002RIA
CRD#: 324386
METAIRIE, LA
Current
October 28, 2016 - Present
LPL FINANCIAL LLC
Office #1: 2800 Veterans Mem Blvd, #220, Metairie, LA 70002RIA
BD
CRD#: 6413
METAIRIE, LA
Past
August 2, 2018 - May 18, 2023
ADVISOR RESOURCE COUNCIL
RIA
CRD#: 164109
Metairie, LA
Past
November 15, 2016 - August 2, 2018
LEVEL FOUR ADVISORY SERVICES
RIA
CRD#: 134086
Metairie, LA
Past
September 10, 2010 - October 31, 2016
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
NEW ORLEANS, LA
Past
September 3, 2010 - October 31, 2016
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
NEW ORLEANS, LA
Past
May 8, 2008 - September 7, 2010
EDWARD JONES
RIA
CRD#: 250
NEW ORLEANS, LA
Past
March 7, 2008 - September 7, 2010
EDWARD JONES
BD
CRD#: 250
NEW ORLEANS, LA
Past
November 14, 2003 - March 19, 2008
AMERIPRISE ADVISOR SERVICES, INC.
BD
CRD#: 5979
NEW ORLEANS, LA
Past
March 31, 1997 - November 14, 2003
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SL
SECOND LINE CAPITAL, LLC
ATCHLEY WEALTH MANAGEMENT | SECOND LINE CAPITAL, LLC | MUSSO RETIREMENT ADVISORS | FAUBOURG PRIVATE WEALTH | ELBRIDGE ADVISORS, LLC | COMBEST FINANCIAL SERVICES
CRD#: 324386 / SEC#: 801-127790
RIA
Registered Investment Advisory firm - (9/19/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(2/24/2021)
RR
Connecticut(1/24/2024)
RR
Florida(1/24/2024)
RR
Indiana(11/2/2016)
RR
Louisiana(10/28/2016)
IAR
Louisiana(5/18/2023)
RR
Massachusetts(10/28/2016)
RR
Mississippi(10/28/2016)
RR
New Mexico(10/28/2016)
RR
North Carolina(1/25/2024)
RR
Utah(2/25/2021)
RR
Virginia(3/27/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SL
SECOND LINE CAPITAL, LLC
ATCHLEY WEALTH MANAGEMENT | SECOND LINE CAPITAL, LLC | MUSSO RETIREMENT ADVISORS | FAUBOURG PRIVATE WEALTH | ELBRIDGE ADVISORS, LLC | COMBEST FINANCIAL SERVICES
CRD#: 324386 / SEC#: 801-127790
RIA
Registered Investment Advisory firm - (9/19/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2800 Veterans Memorial Blvd. Suite 220, Metairie, LA 70002
Mailing Address
Phone number
(504) 321-0923
Established
Firm type
Fiscal year end
# of Employees
23
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,502 |
| AUM (Assets Under Management) | $ 723,038,061 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SECOND LINE CAPITAL, LLC
CRD#: 324386Metairie, LA 70002TRUST BUT VERIFY
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