Phillip P. Putney

AFS WEALTH MANAGEMENT

Farmington Hills, MI 48336

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CRD#: 2814102

Professional summary

Phillip Paul Putney is a registered financial advisor currently at AFS WEALTH MANAGEMENT, LLC located in Farmington Hills, Michigan.

Phillip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Phillip has worked at 7 firms and has passed the Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ADVANCED FINANCIAL SOLUTIONS, LLC, NON-INVESTMENT RELATED, 22029 FARMINGTON RD., FARMINGTON HILLS, MI 48336,DBA FOR BRANDING PURPOSES ONLY, OWNER, SINCE 1/1/2009. OWNER, AFS TAX MANAGEMENT, LLC, 22029 FARMINGTON ROAD, FARMINGTON HILLS, MI 48336, TAX & FINANCIAL PLANNING, 20 HOURS PER MONTH, START DATE 6/11/11, NON INVESTMENT RELATED. PRESIDENT, PUTNEY & ASSOCIATES, PC, 22029 FARMINGTON RD. FARMINGTON HILLS, MI 48336. NON INVESTMENT RELATED SINCE 11/1993 & I SPEND APPROX. 0 HOURS PER MONTH ON THIS ACTIVITY. CERTIFIED PUBLIC ACCOUNTING FIRM. OWNER, FARMINGTON BOSTWICK, LLC., 22029 FARMINGTON ROAD, FARMINGTON HILLS, MI 48336. NON INVESTMENT RELATED SINCE 09/2003 & I SPEND APPROX. 5 HOURS PER MONTH ON THIS ACTIVITY. PROPERTY MANAGEMENT. OWNER, PHIL PUTNEY, 22029 FARMINGTON ROAD, FARMINGTON HILLS, MI 48336. NON INVESTMENT RELATED SINCE 03/2000. SALES OF FIXED INSURANCE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Phillip Paul Putney's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 1, 2017 - Present

AFS WEALTH MANAGEMENT, LLC

Office #1: 22029 Farmington Rd, Farmington Hills, MI 48336

RIA

CRD#: 287832

Farmington Hills, MI

Past

August 20, 2015 - June 21, 2017

BROOKSTONE CAPITAL MANAGEMENT LLC

RIA

CRD#: 141413

FARMINGTON HILLS, MI

Past

October 6, 2014 - August 20, 2015

HORTER INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 119880

FARMINGTON HILLS, MI

Past

June 30, 2010 - September 30, 2014

CENTAURUS FINANCIAL, INC.

RIA

CRD#: 30833

FARMINGTON HILLS, MI

Past

June 30, 2010 - September 30, 2014

CENTAURUS FINANCIAL, INC.

CRD#: 30833

FARMINGTON HILLS, MI

Past

April 13, 2010 - June 30, 2010

QUESTAR ASSET MANAGEMENT, INC.

RIA

CRD#: 133358

MINNEAPOLIS, MN

Past

February 11, 2004 - June 30, 2010

QUESTAR CAPITAL CORPORATION

CRD#: 43100

FARMINGTON HILLS, MI

Past

October 26, 1998 - February 24, 2004

SII INVESTMENTS, INC.

CRD#: 2225

APPLETON, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(6/1/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/23/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/17/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/23/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

AFS WEALTH MANAGEMENT, LLC

CRD#: 287832 / SEC#:

Michigan

Registered Investment Advisory firm - (6/1/2017 Approved)

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Contact information

Main Address

22029 Farmington Rd, Farmington Hills, MI 48336

Mailing Address

Phone number

(248) 888-7530

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	483
AUM (Assets Under Management)	$ 94,879,075

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Phillip P. Putney

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Phillip Paul Putney's CRS (Customer Relationship Summary).

Certified licenses

Experience

AFS WEALTH MANAGEMENT, LLC

BROOKSTONE CAPITAL MANAGEMENT LLC

HORTER INVESTMENT MANAGEMENT, LLC

CENTAURUS FINANCIAL, INC.

CENTAURUS FINANCIAL, INC.

QUESTAR ASSET MANAGEMENT, INC.

QUESTAR CAPITAL CORPORATION

SII INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/23/1998

Series 7

Date: 1/17/2006

Series 6

Date: 10/23/1998

Current Firm

AFS WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

AFS WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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