Barbara V. Redstone

SLAVIC MUTUAL FUNDS MANAGEMENT

Plano, TX

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CRD#: 2814057

Professional summary

Barbara Vaughan Redstone, who also goes by Barbara Vaughan Gautreau, Barbara Elizabeth Vaughan, is a registered financial advisor currently at SLAVIC MUTUAL FUNDS MANAGEMENT CORP. located in Plano, Texas.

Barbara is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Barbara has worked at 12 firms and has passed the Series 66, Series 63, Series 7, Series 6, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Barbara Vaughan Gautreau | Barbara Elizabeth Vaughan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barbara Vaughan Redstone's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 6, 2025 - Present

SLAVIC MUTUAL FUNDS MANAGEMENT CORP.

RIA

CRD#: 113833

Plano, TX

Past

November 1, 2021 - April 28, 2025

AMERITAS ADVISORY SERVICES, LLC

RIA

CRD#: 317245

PLANO, TX

Past

September 15, 2020 - April 28, 2025

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

LINCOLN, NE

Past

July 30, 2020 - November 1, 2021

AMERITAS INVESTMENT COMPANY, LLC

RIA

CRD#: 14869

Plano, TX

Past

July 1, 2014 - June 24, 2020

NEWPORT GROUP CONSULTING, LLC

RIA

CRD#: 140944

Dallas, TX

Past

August 18, 2010 - December 31, 2013

WFG ADVISORS, LP

RIA

CRD#: 125073

DALLAS, TX

Past

August 18, 2010 - December 31, 2013

WFG INVESTMENTS, INC.

CRD#: 22704

DALLAS, TX

Past

January 8, 2010 - August 12, 2010

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

DALLAS, TX

Past

January 8, 2010 - August 12, 2010

MML INVESTORS SERVICES, LLC

CRD#: 10409

DALLAS, TX

Past

January 30, 2009 - January 7, 2010

NAVIGATOR SECURITIES LIMITED

CRD#: 22373

DALLAS, TX

Past

June 10, 2002 - December 5, 2008

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

RIDGELAND, MS

Past

July 15, 1999 - December 31, 2001

THE VARIABLE ANNUITY MARKETING COMPANY

CRD#: 5081

HOUSTON, TX

Past

July 15, 1999 - December 5, 2008

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

RIDGELAND, MS

Past

November 20, 1998 - July 26, 1999

CITISTREET EQUITIES LLC

CRD#: 7447

SOMERSET, NJ

Past

November 11, 1996 - November 20, 1998

NATIONWIDE INVESTMENT SERVICES CORPORATION

CRD#: 7110

COLUMBUS, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SLAVIC MUTUAL FUNDS MANAGEMENT CORP.

SLAVIC MUTUAL FUNDS MANAGEMENT CORP. | SLAVIC401K

CRD#: 113833 / SEC#: 801-29099

RIA

Registered Investment Advisory firm - (4/3/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(6/23/2025)

IAR

Texas
(6/6/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/25/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/5/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/12/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/25/1996

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 51

Date: 3/3/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 8/10/2000

General Securities Principal Examination

Current Firm

SLAVIC MUTUAL FUNDS MANAGEMENT CORP.

SLAVIC MUTUAL FUNDS MANAGEMENT CORP. | SLAVIC401K

CRD#: 113833 / SEC#: 801-29099

RIA

Registered Investment Advisory firm - (4/3/1987 Approved)

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Contact information

Main Address

1075 Broken Sound Parkway Nw Suite 100, Boca Raton, FL 33487-3540

Mailing Address

Phone number

(561) 241-9244

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SLAVIC 2025 AMENDED PART 2A (5/15/2025)

SLAVIC 2025 AMENDED WRAP BROCHURE (5/15/2025)

Regulatory assets under management

Total Number of Accounts	6,128
AUM (Assets Under Management)	$ 4,496,485,013

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/10/2025	Cover Page	Report
03/01/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Barbara V. Redstone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barbara Vaughan Redstone's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERITAS ADVISORY SERVICES, LLC

AMERITAS INVESTMENT COMPANY, LLC

AMERITAS INVESTMENT COMPANY, LLC

NEWPORT GROUP CONSULTING, LLC

WFG ADVISORS, LP

WFG INVESTMENTS, INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

NAVIGATOR SECURITIES LIMITED

VALIC FINANCIAL ADVISORS, INC.

THE VARIABLE ANNUITY MARKETING COMPANY

VALIC FINANCIAL ADVISORS, INC.

CITISTREET EQUITIES LLC

NATIONWIDE INVESTMENT SERVICES CORPORATION

Primary Firm SEC Registration

SLAVIC MUTUAL FUNDS MANAGEMENT CORP.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/25/2001

Series 63

Date: 9/5/1997

Series 7

Date: 3/12/1998

Series 6

Date: 10/25/1996

Series 51

Date: 3/3/2003

Series 24

Date: 8/10/2000

Current Firm

SLAVIC MUTUAL FUNDS MANAGEMENT CORP.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SLAVIC MUTUAL FUNDS MANAGEMENT CORP.

TRUST BUT VERIFY

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