Barbara Vaughan Redstone
Professional Summary
Barbara Vaughan Redstone, who also goes by Barbara Vaughan Gautreau, Barbara Elizabeth Vaughan, is a registered financial advisor currently at SLAVIC MUTUAL FUNDS MANAGEMENT CORP. located in Plano, Texas. Barbara is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Barbara has worked at 12 firms and has passed the Series 66, Series 63, Series 7, Series 6, Series 51 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Barbara Vaughan Gautreau, Barbara Elizabeth Vaughan
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
30 years in the financial services industry
Current & Past Employments
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Current Firm
SLAVIC MUTUAL FUNDS MANAGEMENT CORP. | SLAVIC401K
Contact Information
Main Address
1075 Broken Sound Parkway Nw Suite 100, Boca Raton, FL 33487-3540Phone Number
(561) 241-9244# of Employees
13SEC notice filing (53 States and Territories)
Registered to provide investment advisory services in 53 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
6,754AUM (Assets Under Management)
$4,974,523,594Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/10/2025 | Cover Page | Report |
| 03/01/2024 | Cover Page | Report |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
SLAVIC MUTUAL FUNDS MANAGEMENT CORP. | SLAVIC401K
State Registrations and Notice Filings
(6/23/2025)
(6/6/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Oct 1996About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Barbara Vaughan Redstone's CRS (Customer Relationship Summary).
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