Gregory A. Stevens

CABOT WEALTH MANAGEMENT

SALEM, MA 01970

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CRD#: 2814038

Professional summary

Gregory A Stevens JR, CFP®, who also goes by Gregory Alan Stevens Jr, Gregory Alan Stevens, is a registered financial advisor currently at CABOT WEALTH MANAGEMENT located in Salem, Massachusetts.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Gregory has worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gregory Alan Stevens Jr | Gregory Alan Stevens

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory A Stevens JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2003

Experience

Current

August 25, 2004 - Present

CABOT WEALTH MANAGEMENT

Office #1: 216 Essex Street, Salem, MA 01970

RIA

CRD#: 107327

SALEM, MA

Past

September 16, 2003 - July 12, 2004

GOLDK INVESTMENT SERVICES, INC

CRD#: 15514

BOSTON, MA

Past

July 12, 2000 - June 16, 2003

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

CRD#: 7325

BOSTON, MA

Past

June 28, 1999 - June 29, 2000

UAM FUND DISTRIBUTORS, INC.

CRD#: 24364

BOSTON, MA

Past

January 9, 1999 - June 15, 1999

SCUDDER FINANCIAL SERVICES, INC.

CRD#: 41692

BOSTON, MA

Past

December 5, 1996 - November 1, 1998

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

CRD#: 7325

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CABOT WEALTH MANAGEMENT

CABOT MONEY MANAGEMENT INC | CABOT WEALTH MANAGEMENT

CRD#: 107327 / SEC#: 801-19708

RIA

Registered Investment Advisory firm - (9/16/1983 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(8/25/2004)

IAR

Texas
(8/25/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/16/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/27/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/31/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/4/1996

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CABOT WEALTH MANAGEMENT

CABOT MONEY MANAGEMENT INC | CABOT WEALTH MANAGEMENT

CRD#: 107327 / SEC#: 801-19708

RIA

Registered Investment Advisory firm - (9/16/1983 Approved)

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Contact information

Main Address

48 Dunham Ridge Rd Suite 2000, Beverly, MA 01915

Mailing Address

Phone number

(978) 745-9233

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (25 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART II 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,748
AUM (Assets Under Management)	$ 1,060,164,023

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/02/2025	Cover Page	Report
12/05/2024	Cover Page	Report
11/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gregory A. Stevens

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory A Stevens JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

GOLDK INVESTMENT SERVICES, INC

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

UAM FUND DISTRIBUTORS, INC.

SCUDDER FINANCIAL SERVICES, INC.

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

Primary Firm SEC Registration

CABOT WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 4/16/1999

Series 63

Date: 5/27/1997

Series 7

Date: 3/31/1999

Series 6

Date: 12/4/1996

Current Firm

CABOT WEALTH MANAGEMENT

Contact information

SEC notice filing (25 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CABOT WEALTH MANAGEMENT

TRUST BUT VERIFY

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