Robert D. Baker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Douglas Baker was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1996. Robert had worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 52 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 25, 2007 - July 13, 2010
USAA FINANCIAL ADVISORS, INC.
September 3, 1999 - June 8, 2017
USAA INVESTMENT SERVICES COMPANY
May 22, 1998 - August 30, 1999
CITICORP INVESTMENT SERVICES
May 9, 1997 - December 22, 1997
AMERIPRISE ADVISOR SERVICES, INC.
November 1, 1996 - December 22, 1997
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
USAA FINANCIAL ADVISORS, INC.
CRD#: 129035 / SEC#: , 8-66197
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
