Nicholas R. Sciascia
Professional summary
Nicholas Raymond Sciascia was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Nicholas is a previously registered financial professional and started their career in finance in 1997. Prior to being barred, Nicholas had worked at 9 firms, which includes SHELMAN SECURITIES CORP., BROCKINGTON SECURITIES INC., BAY CREST PARTNERS LLC, DUNLEVY & CO. INCORPORATED, BNY CLEARING SERVICES LLC, MASON HILL & CO. INC., FIRST SECURITY INVESTMENTS INC., HAPOALIM SECURITIES USA INC., LT LAWRENCE & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 2, 2003 - December 31, 2003
SHELMAN SECURITIES CORP.
March 24, 2003 - March 28, 2003
BROCKINGTON SECURITIES, INC.
October 30, 2001 - August 19, 2002
BAY CREST PARTNERS, LLC
August 9, 2001 - October 25, 2001
DUNLEVY & CO., INCORPORATED
December 14, 1999 - August 3, 2001
BNY CLEARING SERVICES LLC
September 15, 1999 - November 3, 1999
MASON HILL & CO., INC.
July 28, 1999 - September 15, 1999
FIRST SECURITY INVESTMENTS, INC.
June 25, 1998 - May 14, 1999
HAPOALIM SECURITIES USA, INC.
August 19, 1997 - October 8, 1997
LT LAWRENCE & CO., INC.
State Registrations and Notice Filings
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Exams
Series 25
Date: 6/18/2002
NYSE Trading Assistant ExaminationCurrent Firm
SHELMAN SECURITIES CORP.
CRD#: 39795 / SEC#: , 8-48810
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 3 |
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