Michael R. Oxford
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Ray Oxford, who also goes by Michael Oxford, Mike Oxford, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1996. Michael had worked at 7 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 6, 2018 - May 15, 2026
AE WEALTH MANAGEMENT, LLC
April 17, 2015 - September 5, 2018
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
June 27, 2012 - April 15, 2015
REDHAWK WEALTH ADVISORS, INC.
June 9, 2010 - June 14, 2012
PRIVATE CLIENT LLC
October 9, 2008 - April 26, 2010
PENSION PROTECTION ADVISORS, LLC
January 15, 2008 - November 17, 2008
INTEGRITY ALLIANCE, LLC.
October 24, 1996 - December 3, 1997
WOODBURY FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,059 |
| AUM (Assets Under Management) | $ 37,525,706,084 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
