Michael R. Oxford

AE WEALTH MANAGEMENT

Sun City, AZ 85351

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CRD#: 2813934

Professional summary

Michael Ray Oxford, who also goes by Michael Oxford, Mike Oxford, is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Sun City, Arizona.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Michael has worked at 7 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Oxford | Mike Oxford

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1.) HYBRID RETIREMENT SOLUTIONS, LLC DBA OXFORD RETIREMENT & ESTATE PLANNING; YES INVESTMENT RELATED; 10699 W BELL RD; SUN CITY, AZ 85351; INSURANCE SALES AND DOCUMENT PROCUREMENT SERVICES; EMPLOYEE; START DATE: 1/2022; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING; MANAGEMENT DUTIES, AND NO MORE THAN 5% OF TIME IS SPENT ON DOCUMENT PROCUREMENT SERVICES IN CONJUNCTION WITH AN ATTORNEY NOT AFFILIATED WITH. DARE TO RETIRE U POSITION: Advisor NATURE: Educational marketing INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 12/31/2022 ADDRESS: 10699 W Bell Rd, Sun City AZ 85351, United States DESCRIPTION: Advisor

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Ray Oxford's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 6, 2018 - Present

AE WEALTH MANAGEMENT, LLC

Office #1: 10699 W Bell Rd, Sun City, AZ 85351

RIA

CRD#: 282580

Sun City, AZ

Past

April 17, 2015 - September 5, 2018

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

RIA

CRD#: 132070

SUN CITY, AZ

Past

June 27, 2012 - April 15, 2015

REDHAWK WEALTH ADVISORS, INC.

RIA

CRD#: 146616

SUN CITY, AZ

Past

June 9, 2010 - June 14, 2012

PRIVATE CLIENT LLC

RIA

CRD#: 145678

SCOTTSDALE, AZ

Past

October 9, 2008 - April 26, 2010

PENSION PROTECTION ADVISORS, LLC

RIA

CRD#: 142632

SUN CITY, AZ

Past

January 15, 2008 - November 17, 2008

INTEGRITY ALLIANCE, LLC.

RIA

CRD#: 139627

SUN CITY, AZ

Past

October 24, 1996 - December 3, 1997

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(9/6/2018)

IAR

Texas
(5/9/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/9/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/24/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 10/17/1996

Investment Company Products/Variable Contracts Representative Examination

Current Firm

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

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Contact information

Main Address

2950 Sw Mcclure Road Suite B, Topeka, KS 66614

Mailing Address

Phone number

(866) 363-9595

Established

Firm type

Fiscal year end

# of Employees

602

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 (10/1/2025)

FORM ADV PART 2A (10/1/2025)

Regulatory assets under management

Total Number of Accounts	111,059
AUM (Assets Under Management)	$ 37,525,706,084

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael R. Oxford

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Ray Oxford's CRS (Customer Relationship Summary).

Certified licenses

Experience

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

REDHAWK WEALTH ADVISORS, INC.

PRIVATE CLIENT LLC

PENSION PROTECTION ADVISORS, LLC

INTEGRITY ALLIANCE, LLC.

WOODBURY FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

AE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/9/2007

Series 63

Date: 10/24/1996

Series 6

Date: 10/17/1996

Current Firm

AE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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