Alexandre P. Antebi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alexandre Philippe Antebi, who also goes by Alex Antebi, was a registered financial professional .
Alexandre is a previously registered financial professional and started their career in finance in 1996. Alexandre had worked at 1 firm and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 26, 1996 - December 13, 2000
JPMSI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JPMSI
CRD#: 15733 / SEC#: , 8-32646
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| J.P. MORGAN SECURITIES HOLDINGS INC., A WHOLLY OWNED SUBSIDIARY OF J.P. MORGAN CHASE & CO. INC., A PUBLICLY HELD COMPANY. | 100% DIRECT OWNER OF J.P. MORGAN SECURITIES INC. | |
| COLLINS, JAMES MICHAEL | VP/CFO/CONTROLLER | 2725065 |
| DEMCHAK, WILLIAM STANTON | VICE CHAIRMAN AND MANAGING DIRECTOR/DIRECTOR | 1876620 |
| DEPAOLO, MICHAEL PHILIP | ROP | 2507694 |
| FLUG, ROBERT ALAN | DIRECTOR/MANAGING DIRECTOR | 1497205 |
| GAHTAN, JOSEPH DAVID | ROP | 216457 |
| GROVER, BRIAN LEE | ROP | 1550127 |
| KETCHUM, THOMAS BRAY | DIRECTOR/MANAGING DIRECTOR | 2631776 |
| KRASS, JAMES FRANKLIN | MANAGING DIRECTOR/DIRECTOR | 3099685 |
| SCHNAPER, CARA L. | DIRECTOR/MANAGING DIRECTOR | |
| SOLEBELLOFENTON, DARLEEN ANN | CROP | 2292861 |
| TAYLOR, BRENT HENRICKSEN | VP/AGC/HEAD OF US REGULATION AND COMPLIANCE | 3042416 |
| WATERS, LISA ESTELLE | SROP - RETAIL (LISTED OPTIONS) | 2279171 |
| WERNER, MARK BLACK | CHAIRMAN AND PRESIDENT/DIRECTOR | 730268 |
Disclosures
| Regulatory Event | 19 |
| Civil Event | 2 |
Red Flags
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