Mark J. Nicholas
Professional summary
Mark Joseph Nicholas, who also goes by Mark Joseph Nicholas, is a registered financial professional currently at RESOLUTE INVESTMENT DISTRIBUTORS, INC. located in Irving`, Texas.
Mark is registered as a RR (Registered Representative) and started their career in finance in 1996. Mark has worked at 9 firms and has passed the Series 65, Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Joseph Nicholas's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 12, 2024 - Present
RESOLUTE INVESTMENT DISTRIBUTORS, INC.
Office #1: 220 East Las Colinas Blvd. Suite 1200, Irving`, TX 75039October 24, 2018 - January 8, 2024
DWS DISTRIBUTORS, INC.
January 1, 2010 - October 3, 2018
INVESCO ADVISERS, INC.
October 12, 2007 - January 1, 2010
INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.
October 12, 2007 - October 3, 2018
INVESCO DISTRIBUTORS, INC.
September 20, 2004 - October 5, 2007
COREBRIDGE CAPITAL SERVICES, INC.
December 31, 2000 - October 1, 2004
LINCOLN FINANCIAL DISTRIBUTORS, INC.
October 26, 1999 - December 31, 2000
DELAWARE DISTRIBUTORS, L.P.
November 20, 1996 - July 1, 1999
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/12/2024)
(2/12/2024)
(2/12/2024)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
RESOLUTE INVESTMENT DISTRIBUTORS, INC.
CRD#: 287788 / SEC#: , 8-69912
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
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